Filing Details
- Accession Number:
- 0001209191-21-068878
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-12-09 19:22:06
- Reporting Period:
- 2021-12-07
- Accepted Time:
- 2021-12-09 19:22:06
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1811414 | Quantumscape Corp | QS | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1177264 | Iii O Michael Mccarthy | C/O Quantumscape Corporation 1730 Technology Drive San Jose CA 95110 | Chief Legal Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2021-12-07 | 60,936 | $0.64 | 482,981 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2021-12-07 | 60,936 | $26.55 | 422,045 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2021-12-07 | 60,387 | $26.55 | 339,613 | No | 4 | S | Indirect | By: Chesapeake Trust, dated June 18 2021, Jennifer McCarthy and Owen Desmon McCarthy as Co-Trustees |
| Class A Common Stock | Acquisiton | 2021-12-08 | 17,930 | $0.64 | 439,975 | No | 4 | M | Direct | |
| Class A Common Stock | Acquisiton | 2021-12-08 | 12,862 | $0.64 | 452,837 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2021-12-08 | 30,792 | $26.26 | 422,045 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2021-12-08 | 47,320 | $26.26 | 292,293 | No | 4 | S | Indirect | By: Chesapeake Trust, dated June 18 2021, Jennifer McCarthy and Owen Desmon McCarthy as Co-Trustees |
| Class A Common Stock | Disposition | 2021-12-09 | 51,279 | $0.00 | 473,324 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2021-12-09 | 51,279 | $26.14 | 422,045 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2021-12-09 | 158,857 | $25.82 | 133,436 | No | 4 | S | Indirect | By: Chesapeake Trust, dated June 18 2021, Jennifer McCarthy and Owen Desmon McCarthy as Co-Trustees |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Indirect | By: Chesapeake Trust, dated June 18 2021, Jennifer McCarthy and Owen Desmon McCarthy as Co-Trustees |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Indirect | By: Chesapeake Trust, dated June 18 2021, Jennifer McCarthy and Owen Desmon McCarthy as Co-Trustees |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Indirect | By: Chesapeake Trust, dated June 18 2021, Jennifer McCarthy and Owen Desmon McCarthy as Co-Trustees |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class B Common Stock | Stock Option (right to buy) | Disposition | 2021-12-07 | 60,936 | $0.00 | 60,936 | $0.64 |
| Class B Common Stock | Stock Option (right to buy) | Disposition | 2021-12-08 | 17,930 | $0.00 | 17,930 | $0.64 |
| Class A Common Stock | Stock Option (right to buy) | Disposition | 2021-12-08 | 12,862 | $0.00 | 12,862 | $0.64 |
| Class A Common Stock | Stock Option (right to buy) | Disposition | 2021-12-09 | 51,279 | $0.00 | 51,279 | $0.64 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 17,930 | 2014-04-08 | 2023-05-01 | No | 4 | M | Direct |
| 0 | 2014-04-08 | 2023-05-01 | No | 4 | M | Direct |
| 521,686 | 2014-09-18 | 2023-09-18 | No | 4 | M | Direct |
| 470,407 | 2014-09-18 | 2023-09-18 | No | 4 | M | Direct |
Footnotes
- The shares were initially acquired as Class B Common Stock via an option exercise, and then automatically converted on a one-to-one basis to Class A Common Stock in connection with the sale of the shares.
- Includes 944 shares purchased under the Issuer's Employee Stock Purchase Plan in December 2021.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.50 to $26.68, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.50 to $26.67, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.25 to $26.325, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.25 to $26.35, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.00 to $26.37, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
- Includes 351,903 shares represented by RSUs. Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. A portion of the RSUs vest each quarter, subject to the Reporting Person's continued service as of each vesting date.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.50 to $26.37, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
Billionaire Hedge Funds
