Filing Details
- Accession Number:
- 0001209191-21-068873
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-12-09 19:19:51
- Reporting Period:
- 2021-12-07
- Accepted Time:
- 2021-12-09 19:19:51
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1811414 | Quantumscape Corp | QS | Miscellaneous Electrical Machinery, Equipment & Supplies (3690) | 850796578 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1834019 | Mohit Singh | C/O Quantumscape Corporation 1730 Technology Drive San Jose CA 95110 | Chief Development Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2021-12-07 | 317,051 | $1.05 | 551,650 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2021-12-07 | 250,000 | $26.42 | 301,650 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2021-12-07 | 9,217 | $1.05 | 310,867 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2021-12-07 | 33,117 | $26.19 | 277,750 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2021-12-07 | 23,732 | $1.05 | 301,482 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2021-12-07 | 66,883 | $26.11 | 234,599 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2021-12-08 | 70,691 | $1.05 | 305,290 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2021-12-08 | 70,691 | $26.35 | 234,599 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common | Stock Option (right to buy) | Disposition | 2021-12-07 | 317,051 | $0.00 | 160,665 | $1.05 |
| Class A Common | Stock Option (right to buy) | Disposition | 2021-12-07 | 9,217 | $0.00 | 9,217 | $1.05 |
| Class A Common | Stock Option (right to buy) | Disposition | 2021-12-07 | 23,732 | $0.00 | 23,732 | $1.05 |
| Class A Common | Stock Option (right to buy) | Disposition | 2021-12-08 | 70,691 | $0.00 | 70,691 | $1.05 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 9,217 | 2016-01-19 | 2025-04-27 | No | 4 | M | Direct |
| 0 | 2016-01-19 | 2025-04-27 | No | 4 | M | Direct |
| 780,617 | 2016-06-17 | 2025-06-17 | No | 4 | M | Direct |
| 709,926 | 2016-06-17 | 2025-06-17 | No | 4 | M | Direct |
Footnotes
- The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.40 to $26.49, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
- The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.10 to $26.28, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
- The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.00 to $26.17, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
- The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.35 to $26.39, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
- Includes 234,599 shares represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. A portion of the RSUs vest each quarter, subject to the Reporting Person's continued service as of each vesting date.
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