Filing Details
- Accession Number:
- 0001529274-21-000113
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-12-09 18:41:19
- Reporting Period:
- 2021-12-07
- Accepted Time:
- 2021-12-09 18:41:19
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1529274 | Alkami Technology Inc. | ALKT | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1186899 | D Michael Hansen | C/O Alkami Technology, Inc. 5601 Granite Parkway, Suite 120 Plano TX 75024 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-12-07 | 140,000 | $0.92 | 189,900 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-12-07 | 140,000 | $23.22 | 49,900 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-12-08 | 100,000 | $0.92 | 149,900 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-12-08 | 100,000 | $23.37 | 49,900 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-12-08 | 60,000 | $23.37 | 444,373 | No | 4 | S | Indirect | See footnote |
| Common Stock | Acquisiton | 2021-12-09 | 143,205 | $2.34 | 193,105 | No | 4 | M | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Indirect | See footnote |
| No | 4 | M | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2021-12-07 | 140,000 | $0.00 | 140,000 | $0.92 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2021-12-08 | 100,000 | $0.00 | 100,000 | $0.92 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2021-12-08 | 143,205 | $0.00 | 143,205 | $2.34 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2027-11-02 | No | 4 | M | Direct | |
| 100,000 | 2027-11-02 | No | 4 | M | Direct | |
| 156,795 | 2028-12-11 | No | 4 | M | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.55 to $23.66. The reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transaction of prices ranging from $22.75 to $23.97. The Reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- Shares held by MH Trust, of which Reporting Person is trustee.
- The shares subject to the option are fully vested and exercisable.
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