Filing Details
- Accession Number:
- 0001209191-11-029016
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-05-17 16:59:15
- Reporting Period:
- 2011-05-16
- Filing Date:
- 2011-05-17
- Accepted Time:
- 2011-05-17 16:59:15
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 880807 | American Superconductor Corp | AMSC | Motors & Generators (3621) | 042959321 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1192879 | R Angelo Santamaria | C/O American Superconductor Corporation 64 Jackson Road Devens MA 01434 | Svp Global Manufacturing | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2011-05-16 | 2,000 | $11.30 | 49,500 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-05-17 | 10,000 | $11.15 | 39,500 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 2,113 | Indirect | By 401(k) Plan |
Footnotes
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 Plan. The primary purpose of these sales was to pay personal income taxes that were due upon the vesting of restricted stock on May 12, 2011.
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 Plan. The primary purpose of such sales was to pay personal income taxes that were due upon the vesting of restricted stock on May 15, 2011.
- The disposition transaction was executed in muliple trades at prices ranging from $11.05-$11.21. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and price at which the transaction was effected.
- Following all the transactions reported on this Form 4, the reporting person holds 39,500 shares directly.
- Following all the transactions reported on this Form 4, the reporting person holds 2,113 shares indirectly through the company's 401(k) plan as of April 30, 2011.
Billionaire Hedge Funds
