Filing Details
- Accession Number:
- 0001104659-21-148244
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-12-09 17:53:18
- Reporting Period:
- 2021-12-07
- Accepted Time:
- 2021-12-09 17:53:18
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1606163 | Limbach Holdings Inc. | LMB | Construction - Special Trade Contractors (1700) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1612424 | Joshua Horowitz | C/O Palm Management (Us) Llc 19 West Elm Street Greenwich CT 06830 | Yes | No | No | No | |
1726444 | Palm Global Small Cap Master Fund Lp | C/O Palm Management (Us) Llc 19 West Elm Street Greenwich CT 06830 | Yes | No | No | No | |
1726497 | Palm Management (Us) Llc | C/O Palm Management (Us) Llc 19 West Elm Street Greenwich CT 06830 | Yes | No | No | No | |
1726523 | C Bradley Palmer | C/O Palm Management (Us) Llc 19 West Elm Street Greenwich CT 06830 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2021-12-07 | 4,711 | $7.59 | 189,600 | No | 4 | P | Indirect | By Palm Global Small Cap Master Fund LP |
Common Stock | Acquisiton | 2021-12-08 | 25,000 | $7.89 | 214,600 | No | 4 | P | Indirect | By Palm Global Small Cap Master Fund LP |
Common Stock | Acquisiton | 2021-12-09 | 7,811 | $7.59 | 222,411 | No | 4 | P | Indirect | By Palm Global Small Cap Master Fund LP |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Palm Global Small Cap Master Fund LP |
No | 4 | P | Indirect | By Palm Global Small Cap Master Fund LP |
No | 4 | P | Indirect | By Palm Global Small Cap Master Fund LP |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 16,799 | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | $0.00 | 2,134 | 2,134 | Direct | ||
Common Stock | Restricted Stock Units | $0.00 | 3,200 | 3,200 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2,134 | 2,134 | Direct | |
3,200 | 3,200 | Direct |
Footnotes
- The reported shares are owned directly by Palm Global Small Cap Master Fund LP (the "Fund"). Palm Management (US) LLC ("Palm Management"), as the investment manager of the Fund, may be deemed to be a beneficial owner of the shares of common stock disclosed as directly owned by the Fund. Due to his positions with the Fund and Palm Management, Mr. Joshua S. Horowitz may be deemed to be a beneficial owner of the shares of common stock disclosed as directly owned by the Fund. Due to his position with Palm Management, Mr. Bradley C. Palmer may be deemed to be a beneficial owner of the shares of common stock disclosed as directly owned by the Fund. Messrs. Palmer and Horowitz disclaim beneficial ownership of these shares except to the extent of their respective pecuniary interest therein.
- The price reported represents a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.58 to $7.60 per share. The Reporting Persons undertake to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.
- The price reported represents a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.60 to $7.95 per share. The Reporting Persons undertake to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.
- The price reported represents a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.50 to $7.60 per share. The Reporting Persons undertake to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.
- Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Company's common stock. This award of RSUs was granted on April 3, 2020. The award is subject to service-based vesting conditions and vests 36.379134% on each of January 1, 2022 and January 1, 2023, subject to continued service through the applicable vesting date.
- Each RSU represents a contingent right to receive one share of the Company's common stock. This award of RSUs was granted on January 1, 2021. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2022, January 1, 2023 and January 1, 2024, subject to continued service through the applicable vesting date.