Filing Details
- Accession Number:
- 0001127602-21-030642
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-12-09 17:05:19
- Reporting Period:
- 2021-12-09
- Accepted Time:
- 2021-12-09 17:05:19
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
91440 | Snap-On Inc | SNA | Cutlery, Handtools & General Hardware (3420) | 390622040 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1486096 | John Aldo Pagliari | Snap-On Incorporated 2801 80Th Street Kenosha WI 53143 | Sr Vp - Finance & Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2021-12-09 | 10,000 | $60.00 | 74,069 | No | 4 | M | Direct | |
Common Stock | Disposition | 2021-12-09 | 602 | $212.55 | 73,467 | No | 4 | S | Direct | |
Common Stock | Disposition | 2021-12-09 | 4,155 | $213.89 | 69,312 | No | 4 | S | Direct | |
Common Stock | Disposition | 2021-12-09 | 1,434 | $214.92 | 67,878 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2021-12-09 | 10,000 | $0.00 | 10,000 | $60.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2022-02-08 | No | 4 | M | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | $79.04 | 2023-02-13 | 22,500 | 22,500 | Direct | |
Common Stock | Stock Option (Right to Buy) | $109.43 | 2024-02-13 | 33,000 | 33,000 | Direct | |
Common Stock | Stock Option (Right to Buy) | $144.69 | 2025-02-12 | 34,000 | 34,000 | Direct | |
Common Stock | Stock Option (Right to Buy) | $138.03 | 2026-02-11 | 35,000 | 35,000 | Direct | |
Common Stock | Stock Option (Right to Buy) | $168.70 | 2027-02-09 | 36,000 | 36,000 | Direct | |
Common Stock | Stock Option (Right to Buy) | $161.18 | 2028-02-15 | 26,052 | 26,052 | Direct | |
Common Stock | Stock Option (Right to Buy) | $155.92 | 2020-02-14 | 2029-02-14 | 23,500 | 23,500 | Direct |
Common Stock | Stock Option (Right to Buy) | $155.34 | 2021-02-13 | 2030-02-13 | 23,500 | 23,500 | Direct |
Common Stock | Stock Option (Right to Buy) | $189.89 | 2022-02-11 | 2031-02-11 | 14,986 | 14,986 | Direct |
Common Stock | Restricted Stock Units | $0.00 | 2024-02-11 | 2024-02-11 | 2,337 | 2,337 | Direct |
Common Stock | Performance Units | $0.00 | 2,992 | 2,992 | Direct | ||
Common Stock | Performance Units | $0.00 | 2,840 | 2,840 | Direct | ||
Common Stock | Performance Units | $0.00 | 4,673 | 4,673 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2023-02-13 | 22,500 | 22,500 | Direct |
2024-02-13 | 33,000 | 33,000 | Direct |
2025-02-12 | 34,000 | 34,000 | Direct |
2026-02-11 | 35,000 | 35,000 | Direct |
2027-02-09 | 36,000 | 36,000 | Direct |
2028-02-15 | 26,052 | 26,052 | Direct |
2029-02-14 | 23,500 | 23,500 | Direct |
2030-02-13 | 23,500 | 23,500 | Direct |
2031-02-11 | 14,986 | 14,986 | Direct |
2024-02-11 | 2,337 | 2,337 | Direct |
2,992 | 2,992 | Direct | |
2,840 | 2,840 | Direct | |
4,673 | 4,673 | Direct |
Footnotes
- The option was exercised, and a portion of the underlying shares were sold to cover the exercise price and estimated tax liability, pursuant to a Rule 10b5-1 Plan.
- Includes 13.5670 shares acquired under a dividend reinvestment plan.
- This transaction was executed in multiple trades at prices ranging from $212.17 to $212.99. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
- This transaction was executed in multiple trades at prices ranging from $213.42 to $214.40. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
- This transaction was executed in multiple trades at prices ranging from $214.45 to $215.235. The price reported above reflects the weighted average sale price. the reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
- Option fully vested.
- Exercise of Rule 16b-3 stock option pursuant to a Rule 10b5-1 Plan.
- Original stock option grant vests in three annual installments beginning on the date listed in the "Date Exercisable" column.
- 1 for 1.
- The restricted stock units vest three years from the grant date on the date listed above, assuming continued employment.
- If the Company achieves certain goals over the 2019-2021 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.
- If the Company achieves certain goals over the 2020-2022 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.
- If the Company achieves certain goals over the 2021-2023 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.