Filing Details
- Accession Number:
- 0001209191-21-068791
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-12-09 16:30:25
- Reporting Period:
- 2021-12-07
- Accepted Time:
- 2021-12-09 16:30:25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1278021 | Marketaxess Holdings Inc | MKTX | Security Brokers, Dealers & Flotation Companies (6211) | 522230784 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1296468 | Nicholas Themelis | C/O Marketaxess Holdings Inc. 55 Hudson Yards, 15Th Floor New York NY 10001 | Chief Information Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.003 Per Share | Disposition | 2021-12-07 | 200 | $364.28 | 11,387 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.003 Per Share | Disposition | 2021-12-07 | 100 | $366.99 | 11,287 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.003 Per Share | Disposition | 2021-12-07 | 300 | $368.90 | 10,987 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.003 Per Share | Disposition | 2021-12-07 | 578 | $370.57 | 10,409 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.003 Per Share | Disposition | 2021-12-07 | 500 | $371.45 | 9,909 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.003 Per Share | Disposition | 2021-12-07 | 322 | $372.75 | 9,587 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Footnotes
- This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- The transactions were executed in multiple trades at prices ranging from $368.55 to $369.46. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
- The transactions were executed in multiple trades at prices ranging from $370.06 to $371.02. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
- The transactions were executed in multiple trades at prices ranging from $371.06 to $371.71. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
- The transactions were executed in multiple trades at prices ranging from $372.25 to $372.98. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
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