Filing Details
- Accession Number:
- 0000002488-21-000201
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-12-09 16:16:55
- Reporting Period:
- 2021-12-07
- Accepted Time:
- 2021-12-09 16:16:55
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 2488 | Advanced Micro Devices Inc | AMD | Semiconductors & Related Devices (3674) | 941692300 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1405109 | T Lisa Su | 2485 Augustine Drive Santa Clara CA 95054 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-12-07 | 125,000 | $2.92 | 2,283,150 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-12-07 | 17,023 | $141.70 | 2,266,127 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-12-07 | 20,803 | $142.79 | 2,245,324 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-12-07 | 36,919 | $143.74 | 2,208,405 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-12-07 | 38,275 | $144.56 | 2,170,130 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-12-07 | 11,980 | $145.43 | 2,158,150 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option Grant | Disposition | 2021-12-07 | 125,000 | $0.00 | 125,000 | $2.92 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 753,457 | 2022-12-26 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 133,453 | Indirect | By Grantor Retained Annuity Trust |
| Common Stock | 200,000 | Indirect | By Grantor Retained Annuity Trust 2021A |
| Common Stock | 200,000 | Indirect | By Grantor Retained Annuity Trust 2021B |
| Common Stock | 200,000 | Indirect | By Grantor Retained Annuity Trust 2021C |
Footnotes
- The stock option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 4, 2020.
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 4, 2020.
- Transaction executed in multiple trades at prices ranging from $141.19 to $142.18 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- Transaction executed in multiple trades at prices ranging from $142.19 to $143.16 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- Transaction executed in multiple trades at prices ranging from $143.19 to $144.18 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- Transaction executed in multiple trades at prices ranging from $144.19 to $145.18 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- Transaction executed in multiple trades at prices ranging from $145.19 to $145.74 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- This option vested 33 1/3% on December 26, 2016 and 8 1/3% per quarter over the subsequent eight quarters.
Billionaire Hedge Funds
