Filing Details
- Accession Number:
- 0000899243-21-047506
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-12-09 15:16:12
- Reporting Period:
- 2021-12-09
- Accepted Time:
- 2021-12-09 15:16:12
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1013272 | Norwood Financial Corp | NWFL | State Commercial Banks (6022) | 232828306 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1400587 | Andrew Forte | 717 Main Street Honesdale PA 18431 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2021-12-09 | 825 | $16.65 | 6,586 | No | 4 | M | Direct | |
Common Stock | Disposition | 2021-12-09 | 825 | $26.01 | 5,761 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Option-Right to Buy | Disposition | 2021-12-09 | 825 | $0.00 | 825 | $16.65 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
2,875 | 2012-12-31 | 2021-12-31 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 4,445 | Indirect | IRA |
Common Stock | 6,344 | Indirect | Forte, Inc. |
Common Stock | 105 | Indirect | Restricted Stock Award |
Common Stock | 20 | Indirect | Restricted Stock Award |
Common Stock | 420 | Indirect | Restricted Stock Award |
Common Stock | 560 | Indirect | Restricted Stock Award |
Common Stock | 700 | Indirect | Restricted Stock Award |
Footnotes
- Award vests in five equal installments beginning on December 13, 2017 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable.
- Award vests in five equal installments beginning on December 12, 2018 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable.
- Award vests in five equal installments beginning on December 11, 2019 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable.
- Award vests in five equal installments beginning on December 10, 2020 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable.
- Award vests in five equal installments beginning on December 8, 2021 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable.