Filing Details
- Accession Number:
- 0001209191-21-068627
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-12-08 20:28:19
- Reporting Period:
- 2021-12-06
- Accepted Time:
- 2021-12-08 20:28:19
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1726445 | Seer Inc. | SEER | Laboratory Analytical Instruments (3826) | 821153150 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1834217 | R. David Horn | C/O Seer, Inc. 3800 Bridge Parkway, Suite 102 Redwood City CA 94065 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Disposition | 2021-12-06 | 26,273 | $20.26 | 205,592 | No | 4 | S | Direct | |
Class A Common Stock | Acquisiton | 2021-12-07 | 28,818 | $3.47 | 234,410 | No | 4 | M | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | M | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Employee Stock Option (right to buy) | Disposition | 2021-12-07 | 28,818 | $0.00 | 28,818 | $3.47 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
140,682 | 2030-07-28 | No | 4 | M | Direct |
Footnotes
- The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of restricted stock units, or RSUs.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.15 to $20.53, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
- Includes 899 shares of Class A Common Stock acquired under the Issuer's employee stock purchase plan on November 15, 2021.
- The shares underlying the option are subject to an early exercise provision and are immediately exercisable. One-fourth of the shares underlying the option vested on July 28, 2021 and 1/48th of the shares vest monthly thereafter.