Filing Details
- Accession Number:
- 0001214659-21-012905
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-12-08 20:00:14
- Reporting Period:
- 2021-12-07
- Accepted Time:
- 2021-12-08 20:00:14
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1089063 | Dick's Sporting Goods Inc. | DKS | Retail-Miscellaneous Shopping Goods Stores (5940) | 161241537 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1198911 | W Edward Stack | 345 Court Street Coraopolis PA 15108 | Executive Chairman | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.01 Per Share | Disposition | 2019-12-16 | 785 | $0.00 | 10,141,695 | No | 4 | G | Direct | |
Common Stock, Par Value $0.01 Per Share | Disposition | 2021-09-27 | 3,092,161 | $0.00 | 0 | No | 5 | G | Indirect | By Grantor Retained Annuity Trust |
Common Stock, Par Value $0.01 Per Share | Acquisiton | 2021-12-07 | 227,000 | $110.30 | 11,035,422 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | G | Direct | |
No | 5 | G | Indirect | By Grantor Retained Annuity Trust |
No | 4 | P | Direct |
Footnotes
- Amount reflects a gift made by reporting person to each of his five children, which due to an administrative oversight had not been previously reported.
- Amount includes 9,049,087 shares of Class B common stock (the "Class B Common Stock"), which is not registered under the Securities Exchange Act of 1934, as amended. Holders of Class B Common Stock have identical rights to holders of common stock, except that holders of Class B Common Stock are entitled to 10 votes for each share held of record. Each share of Class B Common Stock is convertible at any time, at the option of the holder, into one share of common stock.
- On June 13, 2019, Mr. Stack contributed shares of Class B Common Stock to the Edward W. Stack Grantor Retained Annuity Trust X ("GRAT X") for the benefit of his children. Shares have thereafter been transferred annually from the trust to Mr. Stack to satisfy annuity payment obligations. Upon termination of GRAT X on September 27, 2021, the remaining 3,092,161 shares held by GRAT X were gifted to the Edward W. Stack Non-Grantor Trust, in which Mr. Stack has neither a direct nor indirect beneficial ownership interest.
- The purchases were executed in a series of transactions with a price range of $109.95 to $110.83, inclusive. The reporting person undertakes to provide to Dick's Sporting Goods, Inc., any security holder of Dick's Sporting Goods, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
- Amount also reflects the shift from indirect to direct ownership of 666,727 shares of Class B Common Stock on September 27, 2021 from GRAT X in satisfaction of the final annuity payment thereunder.
- Amount includes 9,715,814 shares of Class B common stock (the "Class B Common Stock"), which is not registered under the Securities Exchange Act of 1934, as amended. Holders of Class B Common Stock have identical rights to holders of common stock, except that holders of Class B Common Stock are entitled to 10 votes for each share held of record. Each share of Class B Common Stock is convertible at any time, at the option of the holder, into one share of common stock.