Home > Insider Trading > Filing (0001758766-21-000226)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1758766	Stem Inc.	STEM	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1332718	William Mark Triplett	100 California Street 14Th Floor San Francisco CA 94111	Chief Operating Officer	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock, Par Value $0.0001 Per Share	Disposition	2021-12-06	940	$17.45	34,861	No	4	S	Direct
Common Stock, Par Value $0.0001 Per Share	Disposition	2021-12-06	3,960	$18.62	30,901	No	4	S	Direct
Common Stock, Par Value $0.0001 Per Share	Disposition	2021-12-06	100	$19.08	30,801	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Footnotes

The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 26, 2021.
The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $17.00 to $17.97. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $18.02 to $18.97. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.