Filing Details

Accession Number:
0001019361-11-000013
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-05-17 15:29:17
Reporting Period:
2011-05-16
Filing Date:
2011-05-17
Accepted Time:
2011-05-17 15:29:17
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1019361 Rofin Sinar Technologies Inc RSTI Miscellaneous Electrical Machinery, Equipment & Supplies (3690) 383306461
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1220082 F Carl Baasel Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Rsti Common Stock Acquisiton 2011-05-16 8,000 $16.36 136,000 No 4 P Direct
Rsti Common Stock Acquisiton 2011-05-16 16,000 $17.11 152,000 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Rsti Common Stock Employee Stock Option Right to Buy Acquisiton 2011-05-16 8,000 $0.00 8,000 $16.36
Rsti Common Stock Employee Stock Option Right to Buy Acquisiton 2011-05-16 16,000 $0.00 16,000 $17.11
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2005-03-18 2014-03-18 No 4 P Direct
0 2006-03-17 2015-03-17 No 4 P Direct
Footnotes
  1. Shares were exercised under the Rofin-Sinar Technologies Inc. Equity Incentive Plan (the Plan). Shares were purchased at teh exercise price and held by the participant.
  2. Value represents the exercise price of the shares granted under the Rofin-Sinar Technologies Inc. Stock Incentive Plan.
  3. Grants to purchase shares of common stock under the Plan are exercisable in 20% increments on each of the first five anniversaries of the date of grant and expire following the tenth anniversary of the date of grant.
  4. Number represents the number of remaining outstanding shares under the particular grant date.