Filing Details
- Accession Number:
- 0001019361-11-000013
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-05-17 15:29:17
- Reporting Period:
- 2011-05-16
- Filing Date:
- 2011-05-17
- Accepted Time:
- 2011-05-17 15:29:17
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1019361 | Rofin Sinar Technologies Inc | RSTI | Miscellaneous Electrical Machinery, Equipment & Supplies (3690) | 383306461 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1220082 | F Carl Baasel | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Rsti Common Stock | Acquisiton | 2011-05-16 | 8,000 | $16.36 | 136,000 | No | 4 | P | Direct | |
Rsti Common Stock | Acquisiton | 2011-05-16 | 16,000 | $17.11 | 152,000 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Rsti Common Stock | Employee Stock Option Right to Buy | Acquisiton | 2011-05-16 | 8,000 | $0.00 | 8,000 | $16.36 |
Rsti Common Stock | Employee Stock Option Right to Buy | Acquisiton | 2011-05-16 | 16,000 | $0.00 | 16,000 | $17.11 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2005-03-18 | 2014-03-18 | No | 4 | P | Direct |
0 | 2006-03-17 | 2015-03-17 | No | 4 | P | Direct |
Footnotes
- Shares were exercised under the Rofin-Sinar Technologies Inc. Equity Incentive Plan (the Plan). Shares were purchased at teh exercise price and held by the participant.
- Value represents the exercise price of the shares granted under the Rofin-Sinar Technologies Inc. Stock Incentive Plan.
- Grants to purchase shares of common stock under the Plan are exercisable in 20% increments on each of the first five anniversaries of the date of grant and expire following the tenth anniversary of the date of grant.
- Number represents the number of remaining outstanding shares under the particular grant date.