Filing Details
- Accession Number:
- 0001209191-21-068530
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-12-08 16:19:38
- Reporting Period:
- 2021-12-07
- Accepted Time:
- 2021-12-08 16:19:38
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 948708 | Smith Micro Software Inc. | SMSI | Services-Prepackaged Software (7372) | 330029027 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1251368 | Jr W William Smith | 120 Vantis Suite 350 Aliso Viejo CA 92656 | President & Ceo | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2021-12-07 | 110,000 | $5.33 | 4,664,524 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 455,028 | Indirect | The William W. Smith, Jr. Revocable Trust |
| Common Stock | 6,000 | Direct |
Footnotes
- The trade was executed in a series of transactions with a price range of $5.27 to $5.47, inclusive, with a weighted average price of $5.33. The reporting person undertakes to provide to Smith Micro Software, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- Held in the William W. Smith, Jr. IRA
Billionaire Hedge Funds
