Filing Details
- Accession Number:
- 0001209191-21-068507
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-12-08 16:04:15
- Reporting Period:
- 2021-11-22
- Accepted Time:
- 2021-12-08 16:04:15
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1015739 | Aware Inc | AWRE | Services-Prepackaged Software (7372) | 042911026 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1218981 | Iii S John Stafford | C/O Aware, Inc. 40 Middlesex Turnpike Bedford MA 01730 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2021-11-22 | 50,000 | $3.09 | 65,021 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2021-12-06 | 20,016 | $2.89 | 85,037 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Unrestricted Stock Award | $0.00 | 2021-12-31 | 2021-12-31 | 5,021 | 5,021 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2021-12-31 | 5,021 | 5,021 | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $3.0481 to $3.15, inclusive. The reporting person undertakes to provide to Aware, Inc., any security holder of Aware, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $2.8744664 to $2.90, inclusive.