Filing Details
- Accession Number:
- 0001209191-21-068465
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-12-07 21:47:15
- Reporting Period:
- 2021-12-03
- Accepted Time:
- 2021-12-07 21:47:15
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1393818 | Blackstone Inc | BX | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1238989 | E Hamilton James | C/O Blackstone Inc. 345 Park Avenue New York NY 10154 | Executive Vice Chairman | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-12-03 | 3,074,349 | $0.00 | 3,074,349 | No | 4 | C | Direct | |
| Common Stock | Disposition | 2021-12-07 | 1,803,281 | $134.45 | 1,271,068 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-12-07 | 1,271,068 | $134.45 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-12-03 | 3,650,000 | $0.00 | 3,650,000 | No | 4 | C | Indirect | See footnote |
| Common Stock | Disposition | 2021-12-07 | 2,140,934 | $134.45 | 1,509,066 | No | 4 | S | Indirect | See footnote |
| Common Stock | Disposition | 2021-12-07 | 1,509,066 | $134.45 | 0 | No | 4 | S | Indirect | See footnote |
| Common Stock | Acquisiton | 2021-12-03 | 2,250,000 | $0.00 | 2,250,000 | No | 4 | C | Indirect | See footnote |
| Common Stock | Disposition | 2021-12-07 | 1,319,754 | $134.45 | 930,246 | No | 4 | S | Indirect | See footnote |
| Common Stock | Disposition | 2021-12-07 | 930,246 | $134.45 | 0 | No | 4 | S | Indirect | See footnote |
| Common Stock | Disposition | 2021-12-07 | 12,023 | $134.45 | 8,474 | No | 4 | S | Indirect | See footnote |
| Common Stock | Disposition | 2021-12-07 | 8,474 | $134.45 | 0 | No | 4 | S | Indirect | See footnote |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | C | Indirect | See footnote |
| No | 4 | S | Indirect | See footnote |
| No | 4 | S | Indirect | See footnote |
| No | 4 | C | Indirect | See footnote |
| No | 4 | S | Indirect | See footnote |
| No | 4 | S | Indirect | See footnote |
| No | 4 | S | Indirect | See footnote |
| No | 4 | S | Indirect | See footnote |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Blackstone Holdings partnership units | Disposition | 2021-12-03 | 3,074,349 | $0.00 | 3,074,349 | $0.00 |
| Common Stock | Blackstone Holdings partnership units | Disposition | 2021-12-03 | 3,650,000 | $0.00 | 3,650,000 | $0.00 |
| Common Stock | Blackstone Holdings partnership units | Disposition | 2021-12-03 | 2,250,000 | $0.00 | 2,250,000 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 14,648,744 | No | 4 | C | Direct | ||
| 857,207 | No | 4 | C | Indirect | ||
| 550,000 | No | 4 | C | Indirect |
Footnotes
- Pursuant to an exchange agreement, the Reporting Person exchanged 3,074,349 Blackstone Holdings partnership units (as defined below) for an equal number of shares of Common Stock of Blackstone Inc.
- Represents a sale of common stock pursuant to a block trade at a price of $134.45 per share.
- Represents a repurchase of shares of common stock by the Issuer from the Reporting Person and certain trusts and limited liability company for the benefit of the Reporting Person's family for a price of $134.45 per share, the same price at which such sellers sold shares in the block trade referenced in footnote 2 above.
- Pursuant to an exchange agreement, 3,650,000 Blackstone Holdings partnership units (as defined below) were exchanged for an equal number of shares of Common Stock of Blackstone Inc.
- These securities are held in a trust for the benefit of the Reporting Person's children (the Children's Trust), of which the Reporting Person is a trustee, but the Reporting Person does not have or share investment control with respect to the units.
- Pursuant to an exchange agreement, 2,250,000 Blackstone Holdings partnership units (as defined below) were exchanged for an equal number of shares of Common Stock of Blackstone Inc.
- These securities are held in a trust for the benefit of the Reporting Person's grandchildren (the Grandchildren's Trust), of which the Reporting Person is a trustee.
- These securities are held in a limited liability company beneficially owned by the Reporting Person, his spouse and a trust for the benefit of the Reporting Person's children.
- A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., Blackstone Holdings IV L.P. and Blackstone Holdings AI L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the holder has the right, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one share of Common Stock of Blackstone Inc. The Blackstone Holdings partnership units have no expiration date and may not be exchanged other than pursuant to transactions or programs approved by Blackstone.
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