Filing Details
- Accession Number:
- 0001562180-21-007537
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-12-07 17:11:09
- Reporting Period:
- 2021-12-03
- Accepted Time:
- 2021-12-07 17:11:09
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
920427 | Unity Bancorp Inc | UNTY | State Commercial Banks (6022) | 223282551 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1248813 | S Mark Brody | C/O Unity Bank 64 Old Highway 22 Clinton NJ 08809 | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2021-12-03 | 802 | $25.63 | 69,267 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 40,102 | Indirect | Financial Planning Analysts |
Common Stock | 255,465 | Indirect | Financial Planning Analysts Dispositive Shares |
Restricted Stock | 1,675 | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options (Right to buy) | $0.00 | 0 | 22,800 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
0 | 22,800 | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $25.50 USD to $25.94 USD, the price reported above reflects the weighted average sale price.
- A total of 69,267 shares are beneficially owned by Dr. Brody; 33,712 are held in accounts at Computershare, of which 33,592 are held jointly with his spouse, 15,626 are held in street name, and 19,929 are held in an account at Shareworks.
- Shares held in a master account of Financial Planning Analysts over which Dr. Brody has no voting authority, but has dispositive power.
- 1,675 restricted shares are held in an account at Computershare, which have upcoming vesting dates.
- 22,800 stock options were granted under various dates and vesting periods of which 13,400 are currently exercisable.