Filing Details
- Accession Number:
- 0001104659-21-146935
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-12-06 21:47:33
- Reporting Period:
- 2021-12-03
- Accepted Time:
- 2021-12-06 21:47:33
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1885998 | Roth Ch Acquisition V Co. | ROCLU | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1160634 | J Gordon Roth | C/O Roth Ch Acquisition V Co. 888 San Clemente Drive, Suite 400 Newport Beach CA 92660 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2021-12-03 | 13,808 | $10.00 | 98,951 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2021-12-03 | 106,559 | $10.00 | 763,615 | No | 4 | P | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Indirect | See Footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Warrants to purchase Common Stock | Acquisiton | 2021-12-03 | 6,904 | $0.00 | 6,904 | $11.50 |
Common Stock | Warrants to purchase Common Stock | Acquisiton | 2021-12-03 | 53,279 | $0.00 | 53,279 | $11.50 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
6,904 | No | 4 | P | Direct | ||
53,279 | No | 4 | P | Indirect |
Footnotes
- The reporting person acquired units, each unit consisting of one share of common stock and one-half of one warrant.
- Owned by CR Financial Holdings, Inc., over which Byron Roth and Gordon Roth have voting and dispositive power.
- The warrants become exercisable 30 days after the consummation of the registrant's initial business combination.
- The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.