Filing Details

Accession Number:
0001209191-21-068188
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-12-06 18:59:45
Reporting Period:
2021-12-02
Accepted Time:
2021-12-06 18:59:45
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1840780 Local Bounti Corporation LOCL () CA
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
923738 R. Charles Schwab C/O Local Bounti Corporation
490 Foley Lane
Hamilton MT 59840
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-12-02 1,000 $6.41 616,826 No 4 P Indirect By Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Trust
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 2,431,653 Indirect By Trust
Common Stock 8,757,694 Indirect By LLC
Footnotes
  1. This transaction was executed in multiple trades at prices ranging from $6.40 to $6.4099. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
  2. Shares owned by the Charles R. Schwab TTEE The Charles & Helen Schwab Living Trust U/A DTD 11/22/1985 of which the insider is the trustee and beneficiary with his spouse.
  3. Shares owned by the Charles R. Schwab & Helen O. Schwab TTEE The Charles & Helen Schwab Living Trust U/A DTD 11/22/1985 of which the insider and his spouse are trustees and beneficiaries.
  4. Shares owned by Live Oak Ventures, LLC.