Filing Details
- Accession Number:
- 0001209191-21-068188
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-12-06 18:59:45
- Reporting Period:
- 2021-12-02
- Accepted Time:
- 2021-12-06 18:59:45
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1840780 | Local Bounti Corporation | LOCL | () | CA |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
923738 | R. Charles Schwab | C/O Local Bounti Corporation 490 Foley Lane Hamilton MT 59840 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2021-12-02 | 1,000 | $6.41 | 616,826 | No | 4 | P | Indirect | By Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Trust |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 2,431,653 | Indirect | By Trust |
Common Stock | 8,757,694 | Indirect | By LLC |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $6.40 to $6.4099. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
- Shares owned by the Charles R. Schwab TTEE The Charles & Helen Schwab Living Trust U/A DTD 11/22/1985 of which the insider is the trustee and beneficiary with his spouse.
- Shares owned by the Charles R. Schwab & Helen O. Schwab TTEE The Charles & Helen Schwab Living Trust U/A DTD 11/22/1985 of which the insider and his spouse are trustees and beneficiaries.
- Shares owned by Live Oak Ventures, LLC.