Filing Details
- Accession Number:
- 0001181431-11-030323
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-05-17 13:20:35
- Reporting Period:
- 2011-05-13
- Filing Date:
- 2011-05-17
- Accepted Time:
- 2011-05-17 13:20:35
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1013857 | Pegasystems Inc | PEGA | Services-Computer Processing & Data Preparation (7374) | 042787865 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1077644 | W William Wyman | C/O Pegasystems Inc. 101 Main Street Cambridge MA 02142 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-05-13 | 10,000 | $3.35 | 32,167 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-05-13 | 865 | $38.31 | 31,302 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2011-05-13 | 10,000 | $10.38 | 41,302 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-05-13 | 2,683 | $38.31 | 38,619 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2011-05-13 | 10,000 | $4.13 | 48,617 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-05-13 | 1,067 | $38.31 | 47,552 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2011-05-13 | 5,000 | $9.10 | 52,552 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-05-13 | 1,176 | $38.31 | 51,376 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2011-05-13 | 3,409 | $38.57 | 47,967 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option - Right to Acquire | Disposition | 2011-05-13 | 10,000 | $0.00 | 10,000 | $3.35 |
| Common Stock | Stock Option - Right to Acquire | Disposition | 2011-05-13 | 10,000 | $0.00 | 10,000 | $10.38 |
| Common Stock | Stock Option - Right to Acquire | Disposition | 2011-05-13 | 10,000 | $0.00 | 10,000 | $4.13 |
| Common Stock | Stock Option - Right to Acquire | Disposition | 2011-05-13 | 5,000 | $0.00 | 5,000 | $9.10 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2001-06-05 | 2011-06-05 | No | 4 | M | Direct |
| 0 | 2002-06-04 | 2012-06-04 | No | 4 | M | Direct |
| 0 | 2003-04-17 | 2013-04-17 | No | 4 | M | Direct |
| 0 | 2004-03-10 | 2014-03-10 | No | 4 | M | Direct |
Footnotes
- Represents the exercise price of the Stock Option referenced in Table II, which was paid by way of the withholding by the Company of shares with a value equal to the exercise price.
- Represents the exercise price of the Stock Option referenced in Table II, which was paid by way of the withholding by the Company of shares with a value equal to the exercise price.
- Represents the exercise price of the Stock Option referenced in Table II, which was paid by way of the withholding by the Company of shares with a value equal to the exercise price.
- Represents the exercise price of the Stock Option referenced in Table II, which was paid by way of the withholding by the Company of shares with a value equal to the exercise price.
- Represents the weighted average of sale prices on 5/13/2011, ranging from $38.40 to $38.77.
- All options were fully vested on 6/5/2001.
- All options were fully vested on 6/4/2002.
- All options were fully vested on 4/17/2003.
- All options were fully vested on 3/10/2004.
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