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Filing Details

Accession Number:: 0001209191-21-068083
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-12-06 14:08:08
Reporting Period:: 2021-12-02

Accepted Time:: 2021-12-06 14:08:08
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1728688	I3 Verticals Inc.	IIIV	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1072783	S Gregory Daily	40 Burton Hills Blvd. Suite 415 Nashville TN 37215	Chief Executive Officer	Yes	Yes	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock, Par Value $0.0001 Per Share	Acquisiton	2021-12-02	37,791	$18.52	37,791	No	4	P	Indirect	By Hardsworth LLC
Class A Common Stock, Par Value $0.0001 Per Share	Acquisiton	2021-12-02	15,579	$19.06	53,370	No	4	P	Indirect	By Hardsworth LLC
Class A Common Stock, Par Value $0.0001 Per Share	Acquisiton	2021-12-03	28,717	$18.94	82,087	No	4	P	Indirect	By Hardsworth LLC

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	By Hardsworth LLC
No	4	P	Indirect	By Hardsworth LLC
No	4	P	Indirect	By Hardsworth LLC

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class A Common Stock, Par Value $0.0001 Per Share	84,800	Indirect	By GSD Family Investments, LLC
Class A Common Stock, Par Value $0.0001 Per Share	10,796	Indirect	By daughter

Footnotes

The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $17.97 to $18.92, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (1), (3) and (4) to this Form 4.
Represents shares of Class A common stock held by Hardsworth LLC. The Reporting Person may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares owned by Hardsworth LLC. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $18.97 to $19.13, inclusive.
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $18.81 to $19.00, inclusive.
Represents shares of Class A common stock held by GSD Family Investments, LLC. The Reporting Person may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares owned by GSD Family Investments, LLC. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.