Filing Details
- Accession Number:
- 0001209191-11-028856
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-05-17 12:56:48
- Reporting Period:
- 2011-05-13
- Filing Date:
- 2011-05-17
- Accepted Time:
- 2011-05-17 12:56:48
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
879993 | Dusa Pharmaceuticals Inc | DUSA | Pharmaceutical Preparations (2834) | 223103129 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1226243 | Mark Carota | C/O Dusa Pharamceuticals, Inc. 25 Upton Drive Wilmington MA 01887 | Vice President, Operations | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-05-13 | 15,000 | $1.22 | 117,066 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2011-05-13 | 13,125 | $1.60 | 130,191 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2011-05-13 | 8,750 | $3.87 | 138,941 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-05-13 | 3,000 | $5.98 | 135,941 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-05-13 | 874 | $5.97 | 135,067 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-05-13 | 4,200 | $5.96 | 130,867 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-05-13 | 1,200 | $5.95 | 129,667 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-05-13 | 700 | $5.94 | 128,967 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-05-13 | 300 | $5.93 | 128,667 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-05-13 | 1,300 | $5.92 | 127,367 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-05-13 | 10,000 | $5.91 | 117,367 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-05-13 | 4,600 | $5.91 | 112,767 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-05-13 | 701 | $5.90 | 112,066 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-05-13 | 100 | $5.84 | 111,966 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-05-13 | 600 | $5.84 | 111,366 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-05-13 | 5,000 | $5.83 | 106,366 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-05-13 | 500 | $5.82 | 105,866 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-05-13 | 100 | $5.81 | 105,766 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-05-13 | 3,700 | $5.80 | 102,066 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option | Disposition | 2011-05-13 | 15,000 | $0.00 | 15,000 | $1.22 |
Common Stock | Non-Qualified Stock Option | Disposition | 2011-05-13 | 13,125 | $0.00 | 13,125 | $1.60 |
Common Stock | Non-Qualified Stock Option | Disposition | 2011-05-13 | 8,750 | $0.00 | 8,750 | $3.87 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2010-03-13 | 2016-03-13 | No | 4 | M | Direct |
0 | 2004-03-13 | 2013-03-12 | No | 4 | M | Direct |
0 | 2003-04-26 | 2012-04-25 | No | 4 | M | Direct |
Footnotes
- Includes Stock Awards which vest at the rate of one-quarter of the total grant on each of the first, second, third and fourth anniversaries of the date of the grant.