Filing Details
- Accession Number:
- 0001415889-21-005708
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-12-03 20:29:25
- Reporting Period:
- 2021-12-01
- Accepted Time:
- 2021-12-03 20:29:25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1069183 | Axon Enterprise Inc. | AXON | Ordnance & Accessories, (No Vehicles/Guided Missiles) (3480) | 860741227 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1648518 | Joshua Isner | 17800 North 85Th Street Scottsdale AZ 85255 | Chief Revenue Officer | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2021-12-01 | 267 | $162.81 | 210,271 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-12-01 | 9 | $165.31 | 210,262 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-12-02 | 321 | $164.53 | 209,941 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-12-02 | 49,883 | $0.00 | 259,824 | No | 4 | A | Direct | |
| Common Stock | Disposition | 2021-12-02 | 22,174 | $159.36 | 237,650 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2021-12-02 | 4,393 | $159.36 | 242,043 | No | 4 | A | Direct | |
| Common Stock | Acquisiton | 2021-12-02 | 2,981 | $159.36 | 245,024 | No | 4 | A | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | A | Direct | |
| No | 4 | F | Direct | |
| No | 4 | A | Direct | |
| No | 4 | A | Direct |
Footnotes
- Securities disposed represent securities sold on the open market to settle the reporting person's tax liability incident to the vesting of restricted stock units. This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan.
- This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan.
- The transaction consists of performance-based restricted stock units granted on January 2, 2019, for the achievement of tranche nine of the XSPP (eXponential Stock Performance Program) which was approved by shareholders and became effective on February 12, 2019, for which the performance conditions were determined to have been certified by the Compensation Committee on the transaction date. The units for this tranche vested on December 2, 2021. The shares are subject to a 2.5 year minimum holding period from the goal attainment date, excluding shares that are withheld to cover taxes.
- Securities disposed represent securities withheld to settle the reporting person's tax liability incident to the vesting of tranche nine of the XSPP (eXponential Stock Performance Plan). The remainder of the shares are subject to a 2.5 year minimum holding period.
- Time-vested restricted stock units granted to the reporting person pursuant to the Axon Enterprise, Inc. 2019 Stock Incentive Plan. The grant is scheduled to vest in three equal installments beginning on December 2, 2022.
- Time-vested restricted stock units granted to the reporting person pursuant to the Axon Enterprise, Inc. 2019 Stock Incentive Plan. Two thirds of the award will vest on December 2, 2022 and the remaining one third will vest on December 2, 2023.
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