Home > Insider Trading > Filing (0001683168-21-006099)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
704562	Avid Bioservices Inc.	CDMO	Pharmaceutical Preparations (2834)	953698422

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1723288	B Richard Hancock	2642 Michelle Drive, Suite 200 Tustin CA 92780		Yes	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, $0.001 Par Value	Acquisiton	2021-12-01	5,000	$4.53	37,821	No	4	M	Direct
Common Stock, $0.001 Par Value	Disposition	2021-12-01	5,000	$30.90	32,821	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option (right to buy)	Disposition	2021-12-01	5,000	$0.00	5,000	$4.53

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
248,887		2026-05-07	No	4	M	Direct

Footnotes

The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 15, 2021.
Represents a weighted average sales price per share. These shares were sold at prices ranging from $30.65 to $31.30. The Reporting Person has provided to the Issuer, and hereby undertakes to provide the SEC staff or a security holder of the Issuer, upon request, information regarding the number of shares sold at each respective price within the range set forth in this footnote.
Stock option granted to the reporting person on May 7, 2019, vests in four (4) equal annual installments beginning May 7, 2020 and each year thereafter until fully-vested, subject to the reporting person's continuous service to the Issuer on such vesting dates.