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Filing Details

Accession Number:: 0001834185-21-000016
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-12-03 17:27:14
Reporting Period:: 2021-12-01

Accepted Time:: 2021-12-03 17:27:14
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1422930	Pubmatic Inc.	PUBM	Services-Computer Programming, Data Processing, Etc. (7370)	205863224

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1834185	K. Jeffrey Hirsch	C/O Pubmatic, Inc. 3 Lagoon Drive, Suite 180 Redwood City CA 94065	Chief Commercial Officer	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Class A Common Stock	Acquisiton	2021-12-01	20,000	$0.00	22,529	No	4	C	Direct
Class A Common Stock	Disposition	2021-12-01	1,721	$37.01	20,808	No	4	S	Direct
Class A Common Stock	Disposition	2021-12-01	879	$37.89	19,929	No	4	S	Direct
Class A Common Stock	Disposition	2021-12-01	5,787	$39.97	14,142	No	4	S	Direct
Class A Common Stock	Disposition	2021-12-01	10,813	$40.81	3,329	No	4	S	Direct
Class A Common Stock	Disposition	2021-12-01	800	$41.34	2,529	No	4	S	Direct
Class A Common Stock	Disposition	2021-12-02	447	$37.59	2,082	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	C	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class B Common Stock	Stock Option (Right to buy Class B Common Stock)	Disposition	2021-12-01	2,331	$0.00	2,331	$2.97
Class B Common Stock	Stock Option (Right to buy Class B Common Stock)	Disposition	2021-12-01	2,669	$0.00	2,669	$2.16
Class B Common Stock	Stock Option (Right to buy Class B Common Stock)	Disposition	2021-12-01	15,000	$0.00	15,000	$1.11
Class A Common Stock	Class B Common Stock	Acquisiton	2021-12-01	20,000	$0.00	20,000	$0.00
Class A Common Stock	Class B Common Stock	Disposition	2021-12-01	20,000	$0.00	20,000	$0.00

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
37,669	2029-05-20	No	4	M	Direct
97,331	2030-07-28	No	4	M	Direct
160,000	2026-08-15	No	4	M	Direct
20,000		No	4	M	Direct
0		No	4	C	Direct

Footnotes

Includes 447 shares of the Issuer's Class A common stock acquired on November 30, 2021 pursuant the Issuer's Employee Stock Purchase Plan.
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions in prices ranging from $36.64 to $37.57, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 3 to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions in prices ranging from $37.65 to $38.51, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 4 to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions in prices ranging from $39.24 to $40.20, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 5 to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions in prices ranging from $40.29 to $41.25, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 6 to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions in prices ranging from $41.31 to $41.55, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 7 to this Form 4.
The option vested as to 1/48 of the total shares on February 1, 2019, and 1/48 of the total shares vests monthly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.
The option vested as to 1/48 of the total shares on February 1, 2020, and 1/48 of the total shares vests monthly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.
The options are fully vested.
Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.