Filing Details
- Accession Number:
- 0001447028-21-000068
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-12-03 16:02:53
- Reporting Period:
- 2021-12-01
- Accepted Time:
- 2021-12-03 16:02:53
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1447028 | Arbutus Biopharma Corp | ABUS | Pharmaceutical Preparations (2834) | 980597776 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1635324 | J. Michael Sofia | C/O Arbutus Biopharma Corporation 701 Veterans Circle Warminster PA 18974 | Chief Scientific Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares | Disposition | 2021-12-01 | 200,000 | $5.09 | 1,303,403 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Shares | 167,162 | Indirect | By Trust |
Footnotes
- The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 26, 2021.
- These shares are owned by the Irrevocable Deeds of Trust of Michael J. Sofia dated July 6, 2020 (the "Trusts"). The reporting person's wife and adult children are both the Trustees and the beneficiaries of the Trusts. The reporting person disclaims beneficial ownership of the shares owned by the Trusts and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
Billionaire Hedge Funds
