Filing Details
- Accession Number:
- 0001001250-21-000228
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-12-03 13:35:20
- Reporting Period:
- 2021-12-01
- Accepted Time:
- 2021-12-03 13:35:20
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1001250 | Estee Lauder Companies Inc | EL | Perfumes, Cosmetics & Other Toilet Preparations (2844) | 112408943 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1008082 | P William Lauder | C/O The Estee Lauder Companies Inc. 767 Fifth Avenue New York NY 10153 | Executive Chairman | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2021-12-01 | 11,883 | $89.47 | 18,173 | No | 4 | M | Direct | |
| Class A Common Stock | Acquisiton | 2021-12-01 | 4,396 | $107.95 | 22,569 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2021-12-01 | 6,979 | $328.14 | 15,590 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2021-12-01 | 2,200 | $329.53 | 13,390 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2021-12-01 | 6,500 | $330.68 | 6,890 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2021-12-01 | 2,900 | $331.41 | 3,990 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2021-12-02 | 15,965 | $107.95 | 19,955 | No | 4 | M | Direct | |
| Class A Common Stock | Acquisiton | 2021-12-02 | 14,106 | $138.15 | 34,061 | No | 4 | M | Direct | |
| Class A Common Stock | Acquisiton | 2021-12-02 | 6,080 | $199.49 | 40,141 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2021-12-02 | 4,951 | $327.31 | 35,190 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2021-12-02 | 9,317 | $328.12 | 25,873 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2021-12-02 | 16,980 | $329.10 | 8,893 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2021-12-02 | 7,184 | $330.20 | 1,709 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2021-12-02 | 1,709 | $331.18 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Option (right to buy) | Disposition | 2021-12-01 | 11,883 | $0.00 | 11,883 | $89.47 |
| Class A Common Stock | Option (right to buy) | Disposition | 2021-12-01 | 4,396 | $0.00 | 4,396 | $107.95 |
| Class A Common Stock | Option (right to buy) | Disposition | 2021-12-02 | 15,965 | $0.00 | 15,965 | $107.95 |
| Class A Common Stock | Option (right to buy) | Disposition | 2021-12-01 | 14,106 | $0.00 | 14,106 | $138.15 |
| Class A Common Stock | Option (right to buy) | Disposition | 2021-12-02 | 6,080 | $0.00 | 6,080 | $199.49 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2018-01-01 | 2026-09-06 | No | 4 | M | Direct |
| 15,965 | 2019-01-01 | 2027-09-05 | No | 4 | M | Direct |
| 0 | 2019-01-01 | 2027-09-05 | No | 4 | M | Direct |
| 7,053 | 2020-01-01 | 2028-09-04 | No | 4 | M | Direct |
| 12,160 | 2021-01-01 | 2029-09-03 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common Stock | 10,468 | Indirect | By children of William P. Lauder |
Footnotes
- The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.
- Sales prices range from $328.00 to $328.95 per share, inclusive.
- Sales prices range from $329.10 to $330.01 per share, inclusive.
- Sales prices range from $330.19 to $331.17 per share, inclusive.
- Sales prices range from $331.20 to $331.72 per share, inclusive.
- Sales prices range from $326.64 to $327.63 per share, inclusive.
- Sales prices range from $327.66 to $328.65 per share, inclusive.
- Sales prices range from $328.66 to $329.65 per share, inclusive.
- Sales prices range from $329.66 to $330.60 per share, inclusive.
- Sales prices range from $330.66 to $331.53 per share, inclusive.
- Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of: 11,883 shares exercisable from and after January 1, 2018; 11,883 shares exercisable from and after January 1, 2019; and 11,883 shares exercisable from and after January 1, 2020.
- Not applicable.
- Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of: 10,180 shares exercisable from and after January 1, 2019; 10,180 shares exercisable from and after January 1, 2020; and 10,181 shares exercisable from and after January 1, 2021.
- Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of: 7,053 shares exercisable from and after January 1, 2020; 7,053 shares exercisable from and after January 1, 2021; and 7,053 shares exercisable from and after January 1, 2022.
- Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of: 6,080 shares exercisable from and after January 1, 2021; 6,080 shares exercisable from and after January 1, 2022; and 6,080 shares exercisable from and after January 1, 2023.
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