Home > Insider Trading > Filing (0001415889-21-005647)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1069183	Axon Enterprise Inc.	AXON	Ordnance & Accessories, (No Vehicles/Guided Missiles) (3480)	860741227

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1167028	W Patrick Smith	17800 North 85Th Street Scottsdale AZ 85255	Chief Executive Officer	No	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2021-11-30	13,233	$168.79	2,216,358	No	4	M	Direct
Common Stock	Disposition	2021-11-30	6,305	$180.30	2,210,053	No	4	S	Direct
Common Stock	Disposition	2021-11-30	1,576	$180.30	2,208,477	No	4	S	Direct
Common Stock	Acquisiton	2021-12-02	5	$0.00	2,208,482	No	4	A	Direct
Common Stock	Disposition	2021-12-02	2	$159.36	2,208,480	No	4	F	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	A	Direct
No	4	F	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option	Disposition	2021-11-30	13,233	$0.00	13,233	$28.58

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
1,376,981	2021-06-30	2028-02-28	No	4	M	Direct

Footnotes

Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period.
The transaction was executed in multiple trades at prices ranging from $180.01 to $180.995. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
The transaction consists of performance-based restricted stock units granted on January 2, 2019, for the achievement of tranche nine of the XSPP (eXponential Stock Performance Program) which was approved by shareholders and became effective on February 12, 2019, for which the performance conditions were determined to have been certified by the Compensation Committee on the transaction date. The units for this tranche vested on December 2, 2021. The shares are subject to a 2.5 year minimum holding period from the goal attainment date, excluding shares that are withheld to cover taxes.
Securities disposed represent securities withheld to settle the reporting person's tax liability incident to the vesting of tranche 9 of the XSPP (eXponential Stock Performance Plan). The remainder of the shares are subject to a 2.5 year minimum holding period.