Filing Details
- Accession Number:
- 0001725160-21-000232
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-12-02 19:16:54
- Reporting Period:
- 2021-12-01
- Accepted Time:
- 2021-12-02 19:16:54
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1725160 | Zentalis Pharmaceuticals Inc. | ZNTL | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1377952 | Y Anthony Sun | C/O Zentalis Pharmaceuticals, Inc. 530 Seventh Avenue, Suite 2201 New York NY 10018 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2021-11-26 | 125,000 | $0.00 | 1,124,601 | No | 5 | G | Direct | |
| Common Stock | Acquisiton | 2021-11-26 | 125,000 | $0.00 | 125,000 | No | 5 | G | Indirect | By Hao Jiao Zi Trust LLC |
| Common Stock | Disposition | 2021-12-01 | 1,548 | $73.36 | 1,123,053 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-12-01 | 921 | $74.23 | 1,122,132 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-12-01 | 800 | $75.85 | 1,121,332 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-12-01 | 500 | $77.09 | 1,120,832 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-12-01 | 396 | $78.59 | 1,120,436 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-12-01 | 3,502 | $79.65 | 1,116,934 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-12-01 | 2,700 | $80.32 | 1,114,234 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-12-01 | 104 | $81.12 | 1,114,130 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-12-02 | 311 | $72.76 | 1,113,819 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-12-02 | 1,289 | $73.62 | 1,112,530 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-12-02 | 600 | $74.68 | 1,111,930 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-12-02 | 500 | $75.99 | 1,111,430 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-12-02 | 3,824 | $77.36 | 1,107,606 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-12-02 | 3,823 | $77.97 | 1,103,783 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-12-02 | 124 | $78.85 | 1,103,659 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | G | Direct | |
| No | 5 | G | Indirect | By Hao Jiao Zi Trust LLC |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 228,650 | Indirect | By Spouse |
| Common Stock | 213,600 | Indirect | By Hao Bao Zi Trust LLC |
| Common Stock | 974,302 | Indirect | By Essex Group International, LLC |
Footnotes
- Represents shares nominally held by Hao Jiao Zi Trust LLC on behalf of the Hao Jiao Zi Trust (the "Trust"), the sole member of Hao Jiao Zi Trust LLC. The Reporting Person's spouse is the investment adviser with sole power to make investment decisions regarding the securities held by the Trust. The Reporting Person disclaims beneficial ownership of the securities held by Hao Jiao Zi Trust LLC except to the extent of his pecuniary interest therein, if any.
- The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 21, 2021.
- The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $72.91 to $73.90. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $73.91 to $74.67. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $75.34 to $76.20. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $76.81 to $77.42. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $78.07 to $79.05. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $79.10 to $80.08. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $80.11 to $80.70. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $72.12 to $73.00. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $73.23 to $74.05. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $74.45 to $75.29. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $75.62 to $76.53. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $76.72 to $77.70. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $77.74 to $78.40. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $78.77 to $79.18. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- Represents shares nominally held by Hao Bao Zi Trust LLC on behalf of the Hao Bao Zi Trust (the "Trust"), the sole member of Hao Bao Zi Trust LLC. The Reporting Person's spouse is the investment adviser with sole power to make investment decisions regarding the securities held by the Trust. The Reporting Person disclaims beneficial ownership of the securities held by Hao Bao Zi Trust LLC except to the extent of his pecuniary interest therein, if any.
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