Filing Details
- Accession Number:
- 0001437749-21-027741
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-12-02 19:12:21
- Reporting Period:
- 2021-11-30
- Accepted Time:
- 2021-12-02 19:12:21
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1792849 | Highpeak Energy Inc. | HPK | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1559864 | L. Michael Hollis | 421 W. 3Rd Street, Suite 1000 Fort Worth TX 76102 | President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.0001 Per Share | Acquisiton | 2021-11-30 | 2,801 | $13.25 | 185,057 | No | 4 | P | Direct | |
Common Stock, Par Value $0.0001 Per Share | Acquisiton | 2021-12-02 | 2,200 | $13.17 | 187,257 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.0001 Per Share | Warrants (right to buy) | Acquisiton | 2021-11-30 | 2,538 | $4.45 | 2,538 | $11.50 |
Common Stock, Par Value $0.0001 Per Share | Warrants (right to buy) | Acquisiton | 2021-12-01 | 1,846 | $4.50 | 1,846 | $11.50 |
Common Stock, Par Value $0.0001 Per Share | Warrants (right to buy) | Acquisiton | 2021-12-02 | 3,403 | $4.49 | 3,403 | $11.50 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
36,672 | 2021-11-30 | 2025-08-21 | No | 4 | P | Direct |
38,518 | 2021-12-01 | 2025-08-21 | No | 4 | P | Direct |
41,921 | 2021-12-02 | 2025-08-21 | No | 4 | P | Direct |
Footnotes
- These shares of common stock were purchased in multiple transactions at a price of $13.25 per share.
- The price reported in Column 4 is a weighted average price. These shares of common stock were purchased in multiple transactions at prices ranging from $13.13 to $13.25, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of common stock purchased at each separate price within the ranges set forth in footnote (2) to this Form 4.
- The price reported in Column 8 is a weighted average price. These warrants were purchased in multiple transactions at prices ranging from $4.42 to $4.50, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants purchased at each separate price within the ranges set forth in footnotes (3) and (5) to this Form 4.
- These warrants were purchased in multiple transactions at a price of $4.50 per warrant.
- The price reported in Column 8 is a weighted average price. These warrants were purchased in multiple transactions at prices ranging from $4.44 to $4.50, inclusive.