Filing Details

Accession Number:
0001437749-21-027741
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-12-02 19:12:21
Reporting Period:
2021-11-30
Accepted Time:
2021-12-02 19:12:21
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1792849 Highpeak Energy Inc. HPK () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1559864 L. Michael Hollis 421 W. 3Rd Street, Suite 1000
Fort Worth TX 76102
President Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.0001 Per Share Acquisiton 2021-11-30 2,801 $13.25 185,057 No 4 P Direct
Common Stock, Par Value $0.0001 Per Share Acquisiton 2021-12-02 2,200 $13.17 187,257 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock, Par Value $0.0001 Per Share Warrants (right to buy) Acquisiton 2021-11-30 2,538 $4.45 2,538 $11.50
Common Stock, Par Value $0.0001 Per Share Warrants (right to buy) Acquisiton 2021-12-01 1,846 $4.50 1,846 $11.50
Common Stock, Par Value $0.0001 Per Share Warrants (right to buy) Acquisiton 2021-12-02 3,403 $4.49 3,403 $11.50
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
36,672 2021-11-30 2025-08-21 No 4 P Direct
38,518 2021-12-01 2025-08-21 No 4 P Direct
41,921 2021-12-02 2025-08-21 No 4 P Direct
Footnotes
  1. These shares of common stock were purchased in multiple transactions at a price of $13.25 per share.
  2. The price reported in Column 4 is a weighted average price. These shares of common stock were purchased in multiple transactions at prices ranging from $13.13 to $13.25, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of common stock purchased at each separate price within the ranges set forth in footnote (2) to this Form 4.
  3. The price reported in Column 8 is a weighted average price. These warrants were purchased in multiple transactions at prices ranging from $4.42 to $4.50, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants purchased at each separate price within the ranges set forth in footnotes (3) and (5) to this Form 4.
  4. These warrants were purchased in multiple transactions at a price of $4.50 per warrant.
  5. The price reported in Column 8 is a weighted average price. These warrants were purchased in multiple transactions at prices ranging from $4.44 to $4.50, inclusive.