Filing Details
- Accession Number:
- 0001039828-21-000097
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-12-02 17:01:03
- Reporting Period:
- 2021-11-30
- Accepted Time:
- 2021-12-02 17:01:03
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1039828 | American Equity Investment Life Holding Co | AEL | Life Insurance (6311) | 421447959 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1709369 | Anant Bhalla | 6000 Westown Parkway West Des Moines IA 50266 | Ceo & President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2021-11-30 | 7,500 | $33.25 | 80,759 | No | 4 | A | Direct | |
Common Stock | Disposition | 2021-11-30 | 4,500 | $33.25 | 76,259 | No | 4 | S | Direct | |
Series A Preferred Stock | Disposition | 2021-11-30 | 5,714 | $26.80 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,152 | Indirect | By ESOP |
Footnotes
- The executive increased his common stock ownership by 3,000 shares aggregate. He vacated his preferred stock position
- Reflects ESOP allocations that have occurred since the date of the reporting person's last ownership report.