Filing Details
- Accession Number:
- 0001127602-11-016548
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-05-17 10:40:27
- Reporting Period:
- 2011-05-13
- Filing Date:
- 2011-05-17
- Accepted Time:
- 2011-05-17 10:40:27
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1000697 | Waters Corp | WAT | Laboratory Analytical Instruments (3826) | 133668640 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1255051 | H Laurie Glimeher | 34 Maple Street Milford MA 01757 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-05-13 | 800 | $33.12 | 5,800 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-05-13 | 2,100 | $76.75 | 7,900 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-05-13 | 4,000 | $45.77 | 11,900 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-05-13 | 800 | $99.01 | 11,100 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-05-13 | 2,100 | $99.00 | 9,000 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-05-13 | 4,000 | $99.01 | 5,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2011-05-13 | 800 | $0.00 | 800 | $33.12 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2011-05-13 | 2,100 | $0.00 | 2,100 | $76.75 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2011-05-13 | 4,000 | $0.00 | 4,000 | $45.77 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2005-01-02 | 2014-01-02 | No | 4 | M | Direct |
| 1,400 | 2009-01-02 | 2018-01-02 | No | 4 | M | Direct |
| 0 | 2006-01-03 | 2015-01-03 | No | 4 | M | Direct |
Footnotes
- These options vest 20% per annum for a 5 year period beginning on January 2, 2009.
Billionaire Hedge Funds
