Filing Details
- Accession Number:
- 0001179110-21-010509
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-12-02 16:33:15
- Reporting Period:
- 2021-11-30
- Accepted Time:
- 2021-12-02 16:33:15
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1362190 | Audioeye Inc | AEYE | Services-Prepackaged Software (7372) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1658843 | David Moradi | 119 Washington Ave. Suite 403 Miami Beach FL 33139 | See Remarks | Yes | Yes | Yes | No |
| 1751296 | Sero Capital Llc | 119 Washington Ave. Suite 403 Miami Beach FL 33139 | See Remarks | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-11-30 | 9,038 | $7.59 | 2,817,269 | No | 4 | P | Indirect | Through Sero Capital LLC |
| Common Stock | Acquisiton | 2021-12-01 | 22,800 | $8.00 | 2,840,069 | No | 4 | P | Indirect | Through Sero Capital LLC |
| Common Stock | Acquisiton | 2021-12-02 | 17,520 | $7.55 | 2,857,589 | No | 4 | P | Indirect | Through Sero Capital LLC |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | Through Sero Capital LLC |
| No | 4 | P | Indirect | Through Sero Capital LLC |
| No | 4 | P | Indirect | Through Sero Capital LLC |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 542,223 | Direct |
Footnotes
- Reflects the weighted average price of 9,038 shares of common stock of AudioEye, Inc. purchased in multiple transactions on November 30, 2021 with purchase prices ranging from $7.50 to $7.86 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
- Securities of the Issuer held directly by Sero Capital LLC ("Sero Capital"). David Moradi is the Managing Partner of Sero Capital and may be deemed to direct all voting and investment decisions made by Sero Capital.
- Reflects the weighted average price of 22,800 shares of common stock of AudioEye, Inc. purchased in multiple transactions on December 1, 2021 with purchase prices ranging from $7.98 to $8.05 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
- Reflects the weighted average price of 17,520 shares of common stock of AudioEye, Inc. purchased in multiple transactions on December 2, 2021 with purchase prices ranging from $7.53 to $7.55 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
Billionaire Hedge Funds
