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Filing Details

Accession Number:: 0001179110-21-010509
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-12-02 16:33:15
Reporting Period:: 2021-11-30

Accepted Time:: 2021-12-02 16:33:15
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1362190	Audioeye Inc	AEYE	Services-Prepackaged Software (7372)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1658843	David Moradi	119 Washington Ave. Suite 403 Miami Beach FL 33139	See Remarks	Yes	Yes	Yes	No
1751296	Sero Capital Llc	119 Washington Ave. Suite 403 Miami Beach FL 33139	See Remarks	Yes	Yes	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2021-11-30	9,038	$7.59	2,817,269	No	4	P	Indirect	Through Sero Capital LLC
Common Stock	Acquisiton	2021-12-01	22,800	$8.00	2,840,069	No	4	P	Indirect	Through Sero Capital LLC
Common Stock	Acquisiton	2021-12-02	17,520	$7.55	2,857,589	No	4	P	Indirect	Through Sero Capital LLC

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	Through Sero Capital LLC
No	4	P	Indirect	Through Sero Capital LLC
No	4	P	Indirect	Through Sero Capital LLC

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	542,223	Direct

Footnotes

Reflects the weighted average price of 9,038 shares of common stock of AudioEye, Inc. purchased in multiple transactions on November 30, 2021 with purchase prices ranging from $7.50 to $7.86 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
Securities of the Issuer held directly by Sero Capital LLC ("Sero Capital"). David Moradi is the Managing Partner of Sero Capital and may be deemed to direct all voting and investment decisions made by Sero Capital.
Reflects the weighted average price of 22,800 shares of common stock of AudioEye, Inc. purchased in multiple transactions on December 1, 2021 with purchase prices ranging from $7.98 to $8.05 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
Reflects the weighted average price of 17,520 shares of common stock of AudioEye, Inc. purchased in multiple transactions on December 2, 2021 with purchase prices ranging from $7.53 to $7.55 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.