Filing Details
- Accession Number:
- 0001209191-21-067560
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-12-02 16:15:08
- Reporting Period:
- 2021-12-01
- Accepted Time:
- 2021-12-02 16:15:08
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1333986 | Equitable Holdings Inc. | EQH | Insurance Agents, Brokers & Service (6411) | 585512450 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1486195 | J Jeffrey Hurd | C/O Equitable Holdings, Inc. 1290 Avenue Of The Americas New York NY 10104 | Coo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-12-01 | 3,535 | $18.74 | 66,127 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2021-12-01 | 11,465 | $21.34 | 77,592 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-12-01 | 5,628 | $31.07 | 71,964 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-12-01 | 9,372 | $32.11 | 62,592 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2021-12-01 | 3,535 | $0.00 | 3,535 | $18.74 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2021-12-01 | 11,465 | $0.00 | 11,465 | $21.34 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 251,298 | 2029-02-14 | No | 4 | M | Direct | |
| 239,833 | 2028-06-11 | No | 4 | M | Direct |
Footnotes
- The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 28, 2021.
- Includes restricted stock units.
- This transaction was executed in multiple trades at prices ranging from $30.5800 to $31.5600. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $31.6000 to $32.3900. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The options vested/vest in three equal annual installments beginning on February 14, 2020.
- The options vested/vest in three equal annual installments beginning on March 1, 2019.
Billionaire Hedge Funds
