Filing Details
- Accession Number:
- 0001209191-21-067300
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-12-01 17:07:40
- Reporting Period:
- 2021-11-29
- Accepted Time:
- 2021-12-01 17:07:40
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1563190 | Compass Inc. | COMP | Services-Computer Programming Services (7371) | 300751604 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1847370 | S. Robert Lehman | C/O Compass, Inc. 90 5Th Avenue, 3Rd Floor Nyc NY 10011 | Chief Business Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2021-11-29 | 127,000 | $0.80 | 455,485 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2021-11-29 | 127,000 | $9.27 | 328,485 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Stock Option (right to buy Class A Common Stock) | Disposition | 2021-11-29 | 95,970 | $0.00 | 95,970 | $0.80 |
| Class A Common Stock | Stock Option (right to buy Class A Common Stock) | Disposition | 2021-11-29 | 31,030 | $0.00 | 31,030 | $0.80 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2024-10-21 | No | 4 | M | Direct | |
| 88,970 | 2024-12-17 | No | 4 | M | Direct |
Footnotes
- Sale pursuant to a 10(b)5-1 plan adopted by the reporting person on September 7, 2021.
- The price reported in Column 4 is the weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.03 to $9.51 per share, inclusive. The reporting person undertakes to provide to Compass, Inc., any security holder of Compass, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
- The option is fully vested and exercisable.
Billionaire Hedge Funds
