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Filing Details

Accession Number:: 0001209191-21-067275
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-12-01 16:36:13
Reporting Period:: 2021-11-30

Accepted Time:: 2021-12-01 16:36:13
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1145986	Aspen Aerogels Inc	ASPN	Wholesale-Lumber & Other Construction Materials (5030)	043559972

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1668364	Kelley Conte	C/O. Aspen Aerogels, Inc. 30 Forbes Road, Bldg B Northborough MA 01532	Vice President,Human Resources	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2021-11-30	20,000	$5.82	82,097	No	4	M	Direct
Common Stock	Disposition	2021-11-30	8,013	$54.95	74,084	No	4	S	Direct
Common Stock	Disposition	2021-11-30	5,126	$55.83	68,958	No	4	S	Direct
Common Stock	Disposition	2021-11-30	4,503	$57.04	64,455	No	4	S	Direct
Common Stock	Disposition	2021-11-30	2,358	$58.09	62,097	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option (Right-to-Buy)	Disposition	2021-11-30	20,000	$0.00	20,000	$5.82

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
4,609		2025-11-11	No	4	M	Direct

Footnotes

Represents 63,493 shares of Common Stock and 18,604 Restricted Stock Units.
The price reflected is the weighted-average sale price for shares sold. The shares were sold in multiple transactions and the range of sale prices for the transactions reported was $54.34 to $55.34 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
Represents 55,480 shares of Common Stock and 18,604 Restricted Stock Units.
The price reflected is the weighted-average sale price for shares sold. The shares were sold in multiple transactions and the range of sale prices for thetransactions reported was $55.40 to $56.29 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
Represents 50,354 shares of Common Stock and 18,604 Restricted Stock Units.
The price reflected is the weighted-average sale price for shares sold. The shares were sold in multiple transactions and the range of sale prices for thetransactions reported was $56.48 to $57.48 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
Represents 45,851 shares of Common Stock and 18,604 Restricted Stock Units.
The price reflected is the weighted-average sale price for shares sold. The shares were sold in multiple transactions and the range of sale prices for thetransactions reported was $57.50 to $58.49 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
Represents 43,493 shares of Common Stock and 18,604 Restricted Stock Units.
These options are fully vested and exercisable.