Filing Details
- Accession Number:
- 0001104659-21-145398
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-12-01 16:03:46
- Reporting Period:
- 2021-11-29
- Accepted Time:
- 2021-12-01 16:03:46
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1818874 | Sofi Technologies Inc. | SOFI | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1196460 | Thompson George Hutton | C/O Sofi Technologies, Inc. 234 1St Street San Francisco CA 94105 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2021-11-29 | 103,462 | $18.52 | 726,058 | No | 4 | S | Indirect | See Footnote |
Common Stock | Disposition | 2021-11-30 | 16,800 | $18.50 | 709,258 | No | 4 | S | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
Footnotes
- The reported transactions were executed in multiple trades. The purchase price of $18.5155 reported in Column 4 is the weighted average sale price for the 103,462 shares disposed of by the Reporting Person within a range of $18.50 to $18.67 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares disposed of at each separate price within the price range noted above.
- The reported transactions were executed in multiple trades. The purchase price of $18.5014 reported in Column 4 is the weighted average sale price for the 16,800 shares disposed of by the Reporting Person within a range of $18.50 to $18.51 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares disposed of at each separate price within the price range noted above.
- The reporting person is the sole beneficiary and trustee of Hutton Living Trust, 12/10/96, which directly holds 210,589 shares of common stock.