Filing Details
- Accession Number:
- 0000315189-21-000030
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-12-01 10:57:43
- Reporting Period:
- 2021-11-30
- Accepted Time:
- 2021-12-01 10:57:43
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 315189 | Deere & Co | DE | Farm Machinery & Equipment (3523) | 362382580 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1817149 | H John Stone | One John Deere Place Moline IL 61265 | President, Ww C&F & Pwr Syst | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| $1 Par Common Stock | Acquisiton | 2021-11-30 | 2,000 | $87.46 | 12,666 | No | 4 | M | Direct | |
| $1 Par Common Stock | Disposition | 2021-11-30 | 958 | $348.64 | 11,708 | No | 4 | S | Direct | |
| $1 Par Common Stock | Acquisiton | 2021-11-30 | 10,068 | $88.19 | 21,776 | No | 4 | M | Direct | |
| $1 Par Common Stock | Disposition | 2021-11-30 | 5,959 | $349.11 | 15,817 | No | 4 | S | Direct | |
| $1 Par Common Stock | Acquisiton | 2021-11-30 | 5,750 | $78.24 | 21,567 | No | 4 | M | Direct | |
| $1 Par Common Stock | Disposition | 2021-11-30 | 3,118 | $348.34 | 18,449 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Market Priced Options | Disposition | 2021-11-30 | 2,000 | $0.00 | 2,000 | $87.46 |
| Common Stock | Market Priced Options | Disposition | 2021-11-30 | 10,068 | $0.00 | 10,068 | $88.19 |
| Common Stock | Market Priced Options | Disposition | 2021-11-30 | 5,750 | $0.00 | 5,750 | $79.24 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2023-12-11 | No | 4 | M | Direct | |
| 0 | 2024-12-10 | No | 4 | M | Direct | |
| 5,981 | 2015-12-09 | No | 4 | M | Direct |
Footnotes
- Exercise of Rule 16b-3 options and related sales of shares to cover exercise price and tax withholding requirements pursuant to Rule 10(b)5-1 stock option exercise plan adopted August 26, 2021.
- Includes 3,300 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan and the John Deere 2020 Equity and Incentive Plan to be settled solely in shares. Units include the ability to have shares withheld to satisfy income tax obligations.
- All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.
- The options became exercisable on December 11, 2016.
- The options became exercisable in three approximately equal tranches on December 10, 2015, 2016, and 2017.
- The options became exercisable in three approximately equal tranches on December 9, 2016, 2017, and 2018.
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