Filing Details

Accession Number:
0001209191-21-067226
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-11-30 20:25:52
Reporting Period:
2021-11-26
Accepted Time:
2021-11-30 20:25:52
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1321655 Palantir Technologies Inc. PLTR Services-Prepackaged Software (7372) 680551851
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1823951 C. Alexander Karp C/O Palantir Technologies Inc.
1555 Blake Street, Suite 250
Denver CO 80202
See Remarks Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2021-11-26 195,443 $0.00 6,627,701 No 4 C Direct
Class A Common Stock Disposition 2021-11-26 195,443 $20.89 6,432,258 No 4 S Direct
Class A Common Stock Acquisiton 2021-11-29 189,695 $0.00 6,621,953 No 4 C Direct
Class A Common Stock Disposition 2021-11-29 189,695 $20.96 6,432,258 No 4 S Direct
Class A Common Stock Acquisiton 2021-11-30 189,696 $0.00 6,621,954 No 4 C Direct
Class A Common Stock Disposition 2021-11-30 179,027 $20.59 6,442,927 No 4 S Direct
Class A Common Stock Disposition 2021-11-30 10,669 $21.17 6,432,258 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Direct
No 4 S Direct
No 4 C Direct
No 4 S Direct
No 4 C Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Class B Common Stock Disposition 2021-11-26 195,443 $0.00 195,443 $0.00
Class A Common Stock Class B Common Stock Disposition 2021-11-29 189,695 $0.00 189,695 $0.00
Class A Common Stock Class B Common Stock Disposition 2021-11-30 189,696 $0.00 189,696 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
46,352,176 No 4 C Direct
46,162,481 No 4 C Direct
45,972,785 No 4 C Direct
Footnotes
  1. This transaction is part of a related series of transactions undertaken on November 26, 2021 pursuant to a preexisting Rule 10b5-1 trading plan. The Reporting Person converted 195,443 shares of Class B Common Stock to Class A Common Stock and immediately sold the shares of Class A Common Stock in the open market.
  2. The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.
  3. This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $20.41 to $21.08. The price reported above reflects the weighted average sale price of trades occurring within that price range. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
  4. This transaction is part of a related series of transactions undertaken on November 29, 2021 pursuant to a preexisting Rule 10b5-1 trading plan. The Reporting Person converted 189,695 shares of Class B Common Stock to Class A Common Stock and immediately sold the shares of Class A Common Stock in the open market.
  5. This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $20.57 to $21.37. The price reported above reflects the weighted average sale price of trades occurring within that price range. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
  6. This transaction is part of a related series of transactions undertaken on November 30, 2021 pursuant to a preexisting Rule 10b5-1 trading plan. The Reporting Person converted 189,696 shares of Class B Common Stock to Class A Common Stock and immediately sold the shares of Class A Common Stock in the open market.
  7. This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $20.13 to $21.12. The price reported above reflects the weighted average sale price of trades occurring within that price range. See footnote (8) for sales executed in other price ranges on the date indicated. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
  8. This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $21.13 to $21.23. The price reported above reflects the weighted average sale price of trades occurring within that price range. See footnote (7) for sales executed in other price ranges on the date indicated. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.