Home > Insider Trading > Filing (0001415889-21-005589)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1327607	First Western Financial Inc	MYFW	State Commercial Banks (6022)	371442266

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1745088	C. Joseph Zimlich	1900 16Th Street, Suite 1200 Denver CO 80202		No	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2021-11-29	4,078	$25.00	36,987	No	4	M	Direct
Common Stock	Disposition	2021-11-29	3,391	$30.09	33,596	No	4	S	Direct
Common Stock	Acquisiton	2021-11-30	9	$25.00	33,605	No	4	M	Direct
Common Stock	Disposition	2021-11-30	8	$30.91	33,597	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option Right to Buy	Disposition	2021-11-29	4,078	$0.00	4,078	$25.00
Common Stock	Stock Option Right to Buy	Disposition	2021-11-30	9	$0.00	9	$25.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
9		2022-01-17	No	4	M	Direct
0		2022-01-17	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	90,146	Indirect	By Bohemian Investments, LLC
Common Stock	108,597	Indirect	By BOCO Investments, LLC

Footnotes

The reporting person serves as Managing Member of the sole member of Bohemian Investments, LLC, and has voting and dispositive power over the shares held by Bohemian Investments, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the
The reporting person serves as President of the Managing Member of BOCO Investments, LLC and has voting and dispositive power over the shares held by BOCO Investments, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 of the Exchange Act, or for any other purpose.
The stock options were granted on January 17, 2012. 20% of the options vested immediately and the remainder vested 20% annually for four years.