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Home > Insider Trading > Filing (0001213900-21-062465)

Filing Details

Accession Number:: 0001213900-21-062465
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-11-30 09:25:43
Reporting Period:: 2021-11-26

Accepted Time:: 2021-11-30 09:25:43
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1513525	Adial Pharmaceuticals Inc.	ADIL	Pharmaceutical Preparations (2834)	800667150

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1718364	Jr. W. James Newman	1180 Seminole Trail, Suite 495 Charlottesville, VA 22901		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2021-11-26	10,000	$2.85	34,475	No	4	P	Indirect	Rountop Limited Partnership, LLP

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	Rountop Limited Partnership, LLP

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	24,644	Indirect	Roth IRA FBO James W. Newman
Common Stock	45,221	Indirect	Ivy Cottage Group, LLC
Common Stock	152,963	Indirect	Virga Ventures, LLC
Common Stock	41,160	Indirect	Newman GST Trust
Common Stock	5,000	Indirect	Courtney Newman
Common Stock	10,000	Direct

Footnotes

James W. Newman, Jr. is the general partner of Roundtop Limited Partnership, LLP.
James W. Newman, Jr. is the beneficiary of this Roth IRA.
James W. Newman, Jr. is the general partner of Ivy Cottage Group, LLC.
James W. Newman, Jr. is the managing member of Virga Ventures, LLC.
James W. Newman, Jr. is the trustee of the Newman GST Trust FBO James W. Newman Jr.
Courtney Newman is the daughter of James W. Newman, Jr.