Home > Insider Trading > Filing (0001415889-21-005557)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1069183	Axon Enterprise Inc.	AXON	Ordnance & Accessories, (No Vehicles/Guided Missiles) (3480)	860741227

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1167028	W Patrick Smith	17800 North 85Th Street Scottsdale AZ 85255	Chief Executive Officer	No	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2021-11-24	56,619	$179.86	2,209,897	No	4	M	Direct
Common Stock	Disposition	2021-11-24	27,718	$180.05	2,182,179	No	4	S	Direct
Common Stock	Disposition	2021-11-24	6,930	$180.05	2,175,249	No	4	S	Direct
Common Stock	Acquisiton	2021-11-26	7,457	$177.20	2,182,706	No	4	M	Direct
Common Stock	Disposition	2021-11-26	3,628	$180.07	2,179,078	No	4	S	Direct
Common Stock	Disposition	2021-11-26	907	$180.07	2,178,171	No	4	S	Direct
Common Stock	Acquisiton	2021-11-29	64,245	$179.75	2,242,416	No	4	M	Direct
Common Stock	Disposition	2021-11-29	31,433	$180.15	2,210,983	No	4	S	Direct
Common Stock	Disposition	2021-11-29	7,858	$180.15	2,203,125	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option	Disposition	2021-11-24	56,619	$0.00	56,619	$28.58
Common Stock	Employee Stock Option	Disposition	2021-11-26	7,457	$0.00	7,457	$28.58
Common Stock	Employee Stock Option	Disposition	2021-11-29	64,245	$0.00	64,245	$28.58

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
1,461,916	2021-06-30	2028-02-28	No	4	M	Direct
1,454,459	2021-06-30	2028-02-28	No	4	M	Direct
1,390,214	2021-06-30	2028-02-28	No	4	M	Direct

Footnotes

Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period.
The transaction was executed in multiple trades at prices ranging from $180.00 to $180.26. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
The transaction was executed in multiple trades at prices ranging from $180.00 to $180.15. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
The transaction was executed in multiple trades at prices ranging from $180.00 to $180.67. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.