Filing Details
- Accession Number:
- 0001209191-21-067054
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-11-29 20:09:51
- Reporting Period:
- 2021-11-24
- Accepted Time:
- 2021-11-29 20:09:51
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1315098 | Roblox Corp | RBLX | Services-Prepackaged Software (7372) | 200991664 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1694364 | Altos Hybrid 2, L.p. | 2882 Sand Hill Road, Suite 100 Menlo Park CA 94025 | No | No | Yes | No | |
1826414 | Altos Hybrid 4, L.p. | 2882 Sand Hill Road, Suite 100 Menlo Park CA 94025 | No | No | Yes | No | |
1836648 | Hodong Nam | 2882 Sand Hill Road, Suite 100 Menlo Park CA 94025 | No | No | Yes | No | |
1836652 | Han Kim | 2882 Sand Hill Road, Suite 100 Menlo Park CA 94025 | No | No | Yes | No | |
1848629 | Altos Hybrid 4 Gp, Llc | 2882 Sand Hill Road, Suite 100 Menlo Park CA 94025 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Disposition | 2021-11-24 | 16,000 | $125.07 | 327,650 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2021-11-25 | 270 | $0.00 | 327,380 | No | 4 | J | Indirect | See Footnotes |
Class A Common Stock | Disposition | 2021-11-25 | 103,132 | $0.00 | 19,595,485 | No | 4 | J | Indirect | See Footnotes |
Class A Common Stock | Disposition | 2021-11-25 | 83,139 | $0.00 | 2,740,938 | No | 4 | J | Indirect | See Footnotes |
Class A Common Stock | Disposition | 2021-11-25 | 100,260 | $0.00 | 13,647,326 | No | 4 | J | Indirect | See Footnotes |
Class A Common Stock | Disposition | 2021-11-25 | 700,953 | $0.00 | 29,429,286 | No | 4 | J | Indirect | See Footnotes |
Class A Common Stock | Disposition | 2021-11-25 | 336 | $0.00 | 612,950 | No | 4 | J | Indirect | See Footnotes |
Class A Common Stock | Disposition | 2021-11-25 | 373,253 | $0.00 | 16,317,319 | No | 4 | J | Indirect | See Footnotes |
Class A Common Stock | Acquisiton | 2021-11-25 | 21,832 | $0.00 | 62,168 | No | 4 | J | Indirect | See Footnotes |
Class A Common Stock | Acquisiton | 2021-11-25 | 178,779 | $0.00 | 1,227,473 | No | 4 | J | Indirect | See Footnotes |
Class A Common Stock | Acquisiton | 2021-11-25 | 260,425 | $0.00 | 408,061 | No | 4 | J | Indirect | See Footnotes |
Class A Common Stock | Acquisiton | 2021-11-25 | 178,779 | $0.00 | 1,214,971 | No | 4 | J | Indirect | See Footnotes |
Class A Common Stock | Acquisiton | 2021-11-25 | 260,425 | $0.00 | 408,061 | No | 4 | J | Indirect | See Footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | J | Indirect | See Footnotes |
No | 4 | J | Indirect | See Footnotes |
No | 4 | J | Indirect | See Footnotes |
No | 4 | J | Indirect | See Footnotes |
No | 4 | J | Indirect | See Footnotes |
No | 4 | J | Indirect | See Footnotes |
No | 4 | J | Indirect | See Footnotes |
No | 4 | J | Indirect | See Footnotes |
No | 4 | J | Indirect | See Footnotes |
No | 4 | J | Indirect | See Footnotes |
No | 4 | J | Indirect | See Footnotes |
No | 4 | J | Indirect | See Footnotes |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 111,112 | Indirect | See Footnotes |
Class A Common Stock | 36 | Indirect | See Footnotes |
Class A Common Stock | 36 | Indirect | See Footnotes |
Footnotes
- The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $125.06 to $125.20, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- These shares are held directly by Altos Hybrid 2, L.P.
- The general partner of Altos Hybrid 2, L.P. is Altos Hybrid 2GP, LLC; the general partner of Altos Hybrid 4, L.P. is Altos Hybrid 4 GP, LLC; the general partner of Altos Ventures IV, L.P. is Altos Management Partners IV, LLC and the general partner of Altos Ventures IV Liquidity Fund, L.P. and Altos Ventures IV Reserve Fund, L.P. is Altos IV LR GP, LLC (collectively, the General Partners).
- The Managing Directors or Managing Members of the General Partners and the Managers of the Altos Funds are Anthony P. Lee, Han Kim and Hodong Nam who exercise investment and voting control over the shares held by the Altos Funds. Anthony P. Lee, a director of the Issuer, files separate Section 16 reports. Han Kim and Hodong Nam disclaim beneficial ownership of the shares held by the Altos Funds except to the extent of their respective pecuriary interest therein, if any.
- Represents a pro-rata in kind distribution of the Issuer's Class A Common Stock by the Fund to its general partner.
- These shares are held directly by Altos Roblox SPV 1, LLC.
- These shares are held directly by Altos Roblox SPV 2, LLC.
- These shares are held directly by Altos Roblox SPV 2020, LLC.
- These shares are held directly by Altos Ventures IV Liquidity Fund, L.P.
- These shares are held directly by Altos Ventures IV Reserve Fund, L.P.
- These shares are held directly by Altos Ventures IV, L.P.
- Represents shares received in a pro-rata in kind distribution of shares of the Issuer's Class A Common Stock from Altos Roblox SPV 1, LLC and Altos Roblox SPV 2020, LLC.
- These shares are held directly by Altos Ventures Management, Inc.
- These shares are held directly by Altos Hybrid 4, L.P.
- Represents shares received in a pro-rata in kind distribution of shares of the Issuer's Class A Common Stock from Altos Ventures IV, L.P., Altos Ventures IV Liquidity Fund, L.P., Altos Roblox SPV 1, LLC, Roblox SPV 2, LLC, Altos Ventures IV Reserve Fund, L.P. and Altos Roblox SPV 2020, LLC.
- These shares are held directly by the Nam-MacGill 2006 Family Trust for which Hodong Nam serves as trustee. Mr. Nam disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
- These shares are held directly by the Nam-MacGill Investments, LLC - Sub Fund No. 1 for which Hodong Nam serves as Managing Member. Mr. Nam disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
- These shares are held directly by a trust for a minor child of Mr. Nam, for which Mr. Nam serves as a co-trustee.
- These shares are held directly by The Kim Living Trust for which Han Kim serves as trustee. Mr. Kim disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
- These shares are held directly by the Han Family Investments, LLC - Sub Fund No. 1 for which Han Kim serves as Managing Member. Mr. Kim disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.