Filing Details
- Accession Number:
- 0001421517-21-000147
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-11-29 18:24:49
- Reporting Period:
- 2021-11-24
- Accepted Time:
- 2021-11-29 18:24:49
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1421517 | Energy Recovery Inc. | ERII | Special Industry Machinery, Nec (3559) | 010616867 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1580690 | Sherif Foda | C/O Energy Recovery, Inc. 1717 Doolittle Drive San Leandro CA 94577 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2021-11-24 | 7,818 | $9.98 | 12,630 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2021-11-24 | 12,182 | $7.64 | 24,812 | No | 4 | M | Direct | |
Common Stock | Disposition | 2021-11-24 | 20,000 | $22.46 | 4,812 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2021-11-24 | 7,818 | $9.98 | 7,818 | $9.98 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2021-11-24 | 12,182 | $7.64 | 12,182 | $7.64 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2029-06-13 | No | 4 | M | Direct | |
6,487 | 2030-07-16 | No | 4 | M | Direct |
Footnotes
- This figure is the weighted average sales price of multiple trades ranging from $22.30 to $22.53 per share. The Reporting Person undertakes to provide the SEC Staff, Energy Recovery, Inc. or a shareholder of Energy Recovery, Inc. full information about the number of shares sold at each separate price upon request.
- These stock options were granted on June 13, 2019 and were fully vested and exercisable on the 2020 Annual Meeting date.
- These stock options were granted on July 16, 2020 and were fully vested and exercisable on the 2021 Annual Meeting date.