Filing Details

Accession Number:
0001000045-21-000018
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-11-29 16:30:47
Reporting Period:
2021-11-29
Accepted Time:
2021-11-29 16:30:47
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1000045 Nicholas Financial Inc NICK Short-Term Business Credit Institutions (6153) 593019317
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1689627 Joseph Brendan Keating 8918 Spanish Ridge Avenue, Suite 100
Las Vegas NV 89148
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Acquisiton 2021-11-29 479 $12.00 17,856 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Footnotes
  1. The shares are held in a 401(k) account for the benefit of Mr. Keating. Mr. Keating could be deemed to have indirect beneficial ownership of the shares.