Filing Details
- Accession Number:
- 0001127602-21-029743
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-11-29 14:54:22
- Reporting Period:
- 2021-11-19
- Accepted Time:
- 2021-11-29 14:54:22
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1005817 | Tompkins Financial Corp | TMP | State Commercial Banks (6022) | 161482357 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1384976 | J Gregory Hartz | Tompkins Financial Corporation P.o. Box 460 Ithaca NY 14851 | Evp, Pres.&Ceo Tompkins Trust | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2021-11-19 | 1,934 | $82.89 | 24,642 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-11-21 | 135 | $82.89 | 24,507 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | F | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 19 | Indirect | As Custodian FBO Andrew Chase UGMA/NY |
| Common Stock | 5,182 | Indirect | by 401(k)/ISOP |
| Common Stock | 3,201 | Indirect | by ESOP |
Footnotes
- Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock.
Billionaire Hedge Funds
