Filing Details
- Accession Number:
- 0001225208-21-014173
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-11-29 14:48:52
- Reporting Period:
- 2021-11-29
- Accepted Time:
- 2021-11-29 14:48:52
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1383312 | Broadridge Financial Solutions Inc. | BR | Services-Business Services, Nec (7389) | 331151291 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1658677 | Vijay Mayadas | 5 Dakota Drive Lake Success NY 11042 | Corporate Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-11-29 | 7,222 | $50.95 | 34,820 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2021-11-29 | 6,299 | $67.32 | 41,119 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2021-11-29 | 5,696 | $51.95 | 46,815 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2021-11-29 | 4,029 | $93.88 | 50,844 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2021-11-29 | 3,604 | $98.31 | 54,448 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2021-11-29 | 1,986 | $117.34 | 56,434 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-11-29 | 1,848 | $174.00 | 54,586 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-11-29 | 3,270 | $174.00 | 51,316 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-11-29 | 3,634 | $174.00 | 47,682 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-11-29 | 4,845 | $174.00 | 42,837 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-11-29 | 5,477 | $174.00 | 37,360 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-11-29 | 6,134 | $174.00 | 31,226 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2021-11-29 | 1,986 | $0.00 | 1,986 | $117.34 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2021-11-29 | 5,696 | $0.00 | 5,696 | $51.95 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2021-11-29 | 7,222 | $0.00 | 7,222 | $50.95 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2021-11-29 | 6,299 | $0.00 | 6,299 | $67.32 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2021-11-29 | 3,604 | $0.00 | 3,604 | $98.31 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2021-11-29 | 4,029 | $0.00 | 4,029 | $93.88 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 5,958 | 2021-02-04 | 2030-02-04 | No | 4 | M | Direct |
| 0 | 2017-02-08 | 2026-02-08 | No | 4 | M | Direct |
| 0 | 2016-02-09 | 2025-02-09 | No | 4 | M | Direct |
| 0 | 2018-02-10 | 2027-02-10 | No | 4 | M | Direct |
| 3,604 | 2020-02-11 | 2029-02-11 | No | 4 | M | Direct |
| 1,343 | 2019-02-12 | 2028-02-12 | No | 4 | M | Direct |
Billionaire Hedge Funds
