Filing Details
- Accession Number:
- 0001225208-11-014524
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-05-16 19:10:22
- Reporting Period:
- 2011-05-12
- Filing Date:
- 2011-05-16
- Accepted Time:
- 2011-05-16 19:10:22
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1099800 | Edwards Lifesciences Corp | EW | Orthopedic, Prosthetic & Surgical Appliances & Supplies (3842) | 364316614 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1440661 | C Paul Redmond | One Edwards Way Irvine CA 92614 | Cvp, Global Operations | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-05-13 | 17,200 | $27.77 | 41,983 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2011-05-13 | 15,000 | $31.47 | 56,983 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2011-05-13 | 11,400 | $50.96 | 68,383 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-05-13 | 14,915 | $89.28 | 53,468 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-05-13 | 28,685 | $88.31 | 24,783 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Acquire) | Acquisiton | 2011-05-12 | 27,200 | $0.00 | 27,200 | $89.23 |
Common Stock | Employee Stock Option (Right to Acquire) | Disposition | 2011-05-13 | 15,000 | $0.00 | 15,000 | $31.47 |
Common Stock | Employee Stock Option (Right to Acquire) | Disposition | 2011-05-13 | 17,200 | $0.00 | 17,200 | $27.77 |
Common Stock | Employee Stock Option (Right to Acquire) | Disposition | 2011-05-13 | 11,400 | $0.00 | 11,400 | $50.96 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
27,200 | 2012-05-12 | 2018-05-11 | No | 4 | A | Direct |
30,000 | 2010-05-07 | 2016-05-06 | No | 4 | M | Direct |
34,400 | 2009-05-08 | 2015-05-07 | No | 4 | M | Direct |
34,200 | 2011-05-13 | 2017-05-12 | No | 4 | M | Direct |
Footnotes
- This Form 4 reflects changes in beneficial ownership only; it does not identify other securities of the Issuer beneficially owned by the reporting person.
- This transaction was executed in multiple trades at prices ranging from $89.03 to $89.49. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $88.00 to $88.98. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This option was granted on May 12, 2011 under the Edwards Lifesciences Corporation Long-Term Stock Incentive Compensation Program and becomes exercisable commencing one year after the grant date in four equal annual installments.