Filing Details
- Accession Number:
- 0001567619-21-021205
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-11-29 10:39:49
- Reporting Period:
- 2021-11-24
- Accepted Time:
- 2021-11-29 10:39:49
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1409375 | Orion Energy Systems Inc. | OESX | Electric Lighting & Wiring Equipment (3640) | 391847269 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1476048 | W Michael Altschaefl | 2210 Woodland Drive Manitowoc WI 54220 | Ceo And Board Chair | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-11-24 | 10,000 | $3.63 | 830,093 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2021-11-26 | 5,000 | $3.56 | 835,093 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (right to buy) | $2.03 | 2013-06-12 | 2022-06-12 | 26,646 | 26,646 | Direct |
| Common Stock | Stock Options (right to buy) | $2.41 | 2013-12-31 | 2023-05-28 | 36,568 | 36,568 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2022-06-12 | 26,646 | 26,646 | Direct |
| 2023-05-28 | 36,568 | 36,568 | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. The prices actually received ranged from $3.60 to $3.63. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.
- The price reported in Column 4 is a weighted average price. The prices actually received ranged from $3.56 to $3.57. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.
- Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted June 12, 2012, vested and became exercisable in three equal installments on June 12, 2013, 2014 and 2015, respectively.
- Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted May 28, 2013, vested and became exercisable in three equal installments on December 31, 2013, 2014 and 2015, respectively.
Billionaire Hedge Funds
