Filing Details
- Accession Number:
- 0000899243-21-046151
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-11-26 16:21:58
- Reporting Period:
- 2021-11-19
- Accepted Time:
- 2021-11-26 16:21:58
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1431959 | Meta Materials Inc. | MMAT | Semiconductors & Related Devices (3674) | 743237581 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1868840 | Georgios Palikaras | C/O Meta Materials Inc. 1 Research Drive Dartmouth A5 B2Y 4M9 | Ceo And President | Yes | Yes | Yes | No |
1884843 | Nadine Geddes | C/O Meta Materials Inc. 1 Research Drive Dartmouth A5 B2Y 4M9 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2021-11-19 | 1,627,709 | $0.00 | 4,278,701 | No | 4 | M | Direct | |
Common Stock | Disposition | 2021-11-19 | 343,436 | $4.20 | 3,935,265 | No | 4 | S | Direct | |
Common Stock | Disposition | 2021-11-22 | 174,851 | $4.02 | 3,760,414 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2021-11-19 | 151,709 | $0.27 | 151,709 | $0.27 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2021-11-19 | 1,476,000 | $0.27 | 1,476,000 | $0.27 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2029-08-09 | No | 4 | M | Direct | |
1,476,000 | 2030-03-23 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 3,307,775 | Indirect | Held by Nadine Geddes |
Common Stock | 22,982,397 | Indirect | See footnote |
Footnotes
- Shares sold to satisfy option exercise expenses and the tax withholding requirements upon exercise of the options.
- The reported securities held by Lamda Guard Technologies Ltd. Georgios Palikaras and Nadine Geddes hold a percentage of Lamda Guard Technologies Ltd. Georgios Palikaras and Nadine Geddes each disclaim beneficial ownership of the shares held by Lamda Guard Technologies Ltd. except to the extent of his or her pecuniary interest therein, if any.
- 100% of the Shares subject to the option vest on March 6, 2020
- Subject to the reporting person continuing to provide services to the company through each vesting event, 50% of the shares subject to the option will vest annually over two years beginning on March 23, 2021, such that the shares are fully vested on March 23, 2022.