Filing Details

Accession Number:
0000899243-21-046151
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-11-26 16:21:58
Reporting Period:
2021-11-19
Accepted Time:
2021-11-26 16:21:58
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1431959 Meta Materials Inc. MMAT Semiconductors & Related Devices (3674) 743237581
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1868840 Georgios Palikaras C/O Meta Materials Inc.
1 Research Drive
Dartmouth A5 B2Y 4M9
Ceo And President Yes Yes Yes No
1884843 Nadine Geddes C/O Meta Materials Inc.
1 Research Drive
Dartmouth A5 B2Y 4M9
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-11-19 1,627,709 $0.00 4,278,701 No 4 M Direct
Common Stock Disposition 2021-11-19 343,436 $4.20 3,935,265 No 4 S Direct
Common Stock Disposition 2021-11-22 174,851 $4.02 3,760,414 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2021-11-19 151,709 $0.27 151,709 $0.27
Common Stock Stock Option (Right to Buy) Disposition 2021-11-19 1,476,000 $0.27 1,476,000 $0.27
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2029-08-09 No 4 M Direct
1,476,000 2030-03-23 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 3,307,775 Indirect Held by Nadine Geddes
Common Stock 22,982,397 Indirect See footnote
Footnotes
  1. Shares sold to satisfy option exercise expenses and the tax withholding requirements upon exercise of the options.
  2. The reported securities held by Lamda Guard Technologies Ltd. Georgios Palikaras and Nadine Geddes hold a percentage of Lamda Guard Technologies Ltd. Georgios Palikaras and Nadine Geddes each disclaim beneficial ownership of the shares held by Lamda Guard Technologies Ltd. except to the extent of his or her pecuniary interest therein, if any.
  3. 100% of the Shares subject to the option vest on March 6, 2020
  4. Subject to the reporting person continuing to provide services to the company through each vesting event, 50% of the shares subject to the option will vest annually over two years beginning on March 23, 2021, such that the shares are fully vested on March 23, 2022.